ND
Nick Dell'aquila
VIRTUE CAPITAL MANAGEMENT
WINSTON-SALEM, NC 27104
Some features on this profile are disabled
CRD#: 5024100
ND
Professional summary
Nick Dell'aquila, who also goes by Nicholas F Dell'aquila, Nicola Frank Dell'aquila, Nicolas F Dell'aquila, Nick Dellaquila, is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Winston-salem, North Carolina.
Nick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Nick has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nicholas F Dell'aquila | Nicola Frank Dell'aquila | Nicolas F Dell'aquila | Nick Dellaquila
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DELL'AQUILA FINANCIAL INC, Title: PRESIDENT, Description: INSURANCE SALES��, Start Date: 03-09-2009, Address: 4400 SILAS CREEK PARKWAY SUITE 200 WINSTON-SALEM, NC 27104,, Investment-related? NO, Hours per month: 100, During trading hours: 100 (2) SUMMIT ADVISORY GROUP, Title: BROKER/AGENT�, Description: SERVICING ANNUITIES,, LIFE INSURANCE, DIS., LTC, ETC, Start Date: 08-01-2014, Address: 4400 SILAS CREEK PARKWAY SUITE 200, WINSTON-SALEM,NC,27103, Investment-related? NO, Hours per month: 30, During trading hours: 30 (3) LEGAL SHIELD/ID SHIELD�, Title: AGENT�, Description: SELL LIFE, DISABILITY AND HEALTH,LIFE INSURANCE SALES ONLY�, Start Date: 07-11-1905, Address: 4400 SILAS CREEK PARKWAY SUITE 200 WINSTON-SALEM, NC 27104,, Investment-related? NO, Hours per month: 0, During trading hours: 0
CRS (Client Relationship Summary) - RIA
Click below to view Nick Dell'aquila's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2019 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
Office #1: 4400 Silas Creek Parkway Suite 200, Winston-salem, NC 27104RIA
CRD#: 167816
WINSTON-SALEM, NC
Past
November 4, 2016 - January 22, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Winston-Salem, NC
Past
April 7, 2006 - November 2, 2016
EQUITY SERVICES, INC.
RIA
CRD#: 265
WINSTON SALEM, NC
Past
November 4, 2005 - November 2, 2016
EQUITY SERVICES, INC.
BD
CRD#: 265
WINSTON SALEM, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(1/23/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
