Cheryl L. Harris

CARNEGIE LAKE ADVISORS LLC

Princeton, NJ 08540

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CRD#: 502392

Professional summary

Cheryl Lund Harris, who also goes by Cheryl Lynne Harris, Cheryl Lund, is a registered financial advisor currently at CARNEGIE LAKE ADVISORS LLC located in Princeton, New Jersey.

Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Cheryl has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 52, Series 14, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cheryl Lynne Harris | Cheryl Lund

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/01/2003 HIGHANDER CAPITAL MANAGEMENT, LLC A SEC REGISTERED INVESTMENT ADVISORY FIRM ADDRESS: 535 MILLBURN AVENUE SHORT HILLS, NJ 07078 TITLE: SENIOR PORTFOLIO MANAGER BUSINESS IS DONE IN CONJUCTION WITH BUSINESS DONE AT HIGHLANDER CAPITAL GROUP, INC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Lund Harris's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2024 - Present

CARNEGIE LAKE ADVISORS LLC

Office #1: 100 Overlook Center 2nd Floor, Princeton, NJ 08540

RIA

CRD#: 330024

Princeton, NJ

Past

May 27, 2004 - July 17, 2024

HIGHLANDER CAPITAL MANAGEMENT LLC

RIA

CRD#: 106667

SHORT HILLS, NJ

Past

May 16, 1989 - September 29, 2023

HIGHLANDER CAPITAL GROUP, INC.

CRD#: 19074

SHORT HILLS, NJ

Past

March 6, 1989 - May 1, 1989

JONATHAN ALAN & CO., INC.

CRD#: 15914

Past

January 1, 1988 - May 3, 1988

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

Past

January 24, 1985 - November 30, 1987

DAHLKE & CO., INC.

CRD#: 7166

Past

February 7, 1984 - December 17, 1984

HARTFIELD, TITUS & DONNELLY, LLC

CRD#: 7117

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CARNEGIE LAKE ADVISORS LLC

CRD#: 330024 / SEC#: 801-129720

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/28/2024)

IAR

Texas
(3/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/12/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 10/14/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/24/1991

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 3/5/1979

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 53

Date: 4/30/2002

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/2002

General Securities Principal Examination

Current Firm

CARNEGIE LAKE ADVISORS LLC

CRD#: 330024 / SEC#: 801-129720

RIA

Registered Investment Advisory firm - (3/22/2024 Approved)

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Contact information

Main Address

100 Overlook Center 2nd Floor, Princeton, NJ 08540

Mailing Address

Phone number

(609) 955-3667

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

20250625 CLA ADV PART 2A (6/27/2025)

Regulatory assets under management

Total Number of Accounts	431
AUM (Assets Under Management)	$ 374,441,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Cheryl L. Harris

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheryl Lund Harris's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHLANDER CAPITAL MANAGEMENT LLC

HIGHLANDER CAPITAL GROUP, INC.

JONATHAN ALAN & CO., INC.

TP ICAP GLOBAL MARKETS AMERICAS LLC

DAHLKE & CO., INC.

HARTFIELD, TITUS & DONNELLY, LLC

Primary Firm SEC Registration

CARNEGIE LAKE ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/12/1989

Series 99TO

Date: 1/2/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 10/14/1999

Series 7

Date: 7/24/1991

Series 52

Date: 3/5/1979

Series 14

Date: 1/2/2023

Series 53

Date: 4/30/2002

Series 24

Date: 2/20/2002

Current Firm

CARNEGIE LAKE ADVISORS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CARNEGIE LAKE ADVISORS LLC

TRUST BUT VERIFY

Contact information

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