Cheryl Lund Harris
Professional Summary
Cheryl Lund Harris, who also goes by Cheryl Lynne Harris, Cheryl Lund, is a registered financial advisor currently at CARNEGIE LAKE ADVISORS LLC located in Princeton, New Jersey. Cheryl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Cheryl has worked at 7 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 52, Series 14, Series 53 and Series 24...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Cheryl Lynne Harris, Cheryl Lund
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
CARNEGIE LAKE ADVISORS LLC
Contact Information
Main Address
100 Overlook Center 2nd Floor, Princeton, NJ 08540Phone Number
(609) 955-3667# of Employees
7SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
463AUM (Assets Under Management)
$402,998,913Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CARNEGIE LAKE ADVISORS LLC
State Registrations and Notice Filings
(3/28/2024)
(3/25/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Oct 1999Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Cheryl Lund Harris's CRS (Customer Relationship Summary).
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