David A. Dunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Alan Dunn was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1978. David had worked at 6 firms and has passed the Series 63, Series 3, Series 7, Series 52 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 1996 - October 23, 1996
PREMIER FINANCIAL SECURITIES, INC.
April 9, 1990 - July 13, 1995
DAIN RAUSCHER INCORPORATED
October 28, 1987 - April 9, 1990
MCCARTHY & CO.
August 18, 1983 - November 3, 1987
LEHMAN BROTHERS INC.
September 22, 1980 - August 22, 1983
CHILES, HEIDER & CO., INC.
February 9, 1978 - October 23, 1980
ROBERT E. SCHWESER COMPANY INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PREMIER FINANCIAL SECURITIES, INC.
CRD#: 39126 / SEC#: , 8-48550
Contact information
Documents
Red Flags
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