Pamela L. Elcan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pamela Leigh Elcan, who also goes by Pamela L Cagle, Pamela Leigh Cagle, Pamela Leigh Edwards, was a registered financial professional .
Pamela is a previously registered financial professional and started their career in finance in 2006. Pamela had worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2015 - May 25, 2016
CLEARPOINT CAPITAL MANAGEMENT LLC
June 16, 2011 - August 27, 2014
WELLS FARGO CLEARING SERVICES, LLC
December 14, 2009 - August 27, 2014
WELLS FARGO CLEARING SERVICES, LLC
September 27, 2006 - December 16, 2009
UBS FINANCIAL SERVICES INC.
June 21, 2006 - September 21, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CLEARPOINT CAPITAL MANAGEMENT LLC
CRD#: 166527 / SEC#:
Contact information
Red Flags
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