Xavier T. Grant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Xavier T Grant, who also goes by Xavier Grant, was a registered financial professional .
Xavier is a previously registered financial professional and started their career in finance in 2006. Xavier had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2014 - August 22, 2014
GLOBAL EMERGING CAPITAL GROUP, LLC
September 27, 2012 - November 14, 2013
CALDWELL INTERNATIONAL SECURITIES
April 26, 2012 - December 10, 2012
PHD CAPITAL
September 28, 2011 - April 25, 2012
CALDWELL INTERNATIONAL SECURITIES
March 23, 2010 - June 14, 2010
PHD CAPITAL
May 18, 2009 - March 31, 2010
E1 ASSET MANAGEMENT, INC.
September 15, 2008 - May 12, 2009
VFINANCE INVESTMENTS, INC
June 5, 2006 - October 29, 2007
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL EMERGING CAPITAL GROUP, LLC
CRD#: 130120 / SEC#: , 8-66308
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BURGESS-GAY, CLAUDETTE YVONNE | CEO, CCO, CFO, FINOP | 2547910 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
