Jennifer R. Akhlaghi

ROOD FINANCIAL

Los Angeles, CA 90067

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CRD#: 5023502

Professional summary

Jennifer R Akhlaghi, CFP®, who also goes by Jennifer R Rood, is a registered financial advisor currently at ROOD FINANCIAL, LLC located in Los Angeles, California.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jennifer has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer R Rood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) CA INSURANCE AGENT DBA "ROOD FINANCIAL" OFFERING SALES OF FIXED INSURANCE SINCE FEBRUARY 2007. TIME SPENT AS REQUIRED. ALL BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer R Akhlaghi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 2, 2018 - Present

ROOD FINANCIAL, LLC

Office #1: 2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067

RIA

CRD#: 290771

Los Angeles, CA

Past

December 1, 2020 - March 1, 2024

GLOBAL FINANCIAL ADVISORY SERVICES, INC.

RIA

CRD#: 135234

VALENCIA, CA

Past

July 20, 2012 - February 1, 2018

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

Woodland Hills, CA

Past

July 18, 2012 - February 1, 2018

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

Woodland Hills, CA

Past

October 12, 2009 - July 26, 2012

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

ENCINO, CA

Past

October 7, 2009 - July 26, 2012

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

ENCINO, CA

Past

March 7, 2007 - October 16, 2009

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

LOS ANGELES, CA

Past

March 7, 2007 - October 16, 2009

CHARLES SCHWAB & CO., INC.

CRD#: 5393

LOS ANGELES, CA

Past

October 11, 2006 - March 7, 2007

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

WOODLAND HILLS, CA

Past

September 21, 2006 - March 7, 2007

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

WOODLAND HILLS, CA

Past

June 14, 2006 - August 30, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/14/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 7/21/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/13/2006

General Securities Representative Examination

Current Firm

ROOD FINANCIAL, LLC

CRD#: 290771 / SEC#: 801-112379

RIA

Registered Investment Advisory firm - (8/21/2018 Terminated)

California

Registered Investment Advisory firm - (6/5/2018 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2121 Avenue Of The Stars Suite 800, Los Angeles, CA 90067

Mailing Address

Phone number

(818) 325-3903

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	134
AUM (Assets Under Management)	$ 61,422,652

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jennifer R. Akhlaghi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer R Akhlaghi's CRS (Customer Relationship Summary).

Certified licenses

Experience

GLOBAL FINANCIAL ADVISORY SERVICES, INC.

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2006

Series 63

Date: 8/14/2006

SIE

Date: 2/1/2018

Series 31

Date: 7/21/2006

Series 7

Date: 6/13/2006

Current Firm

ROOD FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ROOD FINANCIAL, LLC

TRUST BUT VERIFY

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