Dennis J. Enright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Joseph Enright, who also goes by Dennis J Enright, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1978. Dennis had worked at 4 firms and has passed the Series 79TO, Series 99TO, SIE, Series 50, Series 7, Series 14, Series 54, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 1995 - May 17, 1996
FMG SECURITIES CORP.
September 25, 1986 - November 13, 2024
NW CAPITAL MARKETS INC.
July 31, 1979 - January 17, 1985
THOMSON MCKINNON SECURITIES INC.
March 9, 1978 - August 13, 1979
MATTHEWS & WRIGHT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
FMG SECURITIES CORP.
CRD#: 38092 / SEC#: , 8-48149
Contact information
Documents
Red Flags
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