DS
David N. Scully
DUNCAN WILLIAMS ASSET MANAGEMENT
Memphis, TN 38119
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CRD#: 5023371
DS
Professional summary
David Nicholas Scully is a registered financial advisor currently at DUNCAN WILLIAMS ASSET MANAGEMENT, LLC located in Memphis, Tennessee.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) St. Agnes Academy; Investment-Related; 4830 Walnut Grove Rd., Memphis, TN 38117; Member of the Board of Trustees; Investment Committee Volunteer; Start Date: 1/2017; 5 hours devoted monthly; 2 hours devoted monthly during trading hours; Board Member, Quarterly Investment Committee meeting occurs during trading hours 2.) University of Memphis Research Foundation; Investment-Related; 3720 Alumni Drive, Memphis, TN 38152; Foundation; Board Member; Start Date: 1/9/2018; 4 hours devoted monthly; 4 hours devoted monthly during trading hours; Treasurer of the board and member of the Investment Committee, Board meetings occur during trading hours 3.) The Wolf River Conservancy; Non-Investment Related; 2693 Union Ave Extended #205, Memphis, TN 38117; Non-Profit; President of the Board of Directors; Start Date: 1/2016; 10 hours devoted monthly; 0 hours devoted during trading hours; Chairman of the Board 4.) Memphis Botanic Garden; Non-Investment Related; 750 Cherry Road, Memphis, TN 38117; President of the Board of Directors; Start Date: 7/2019; 5 hours devoted monthly; 3 hours devoted monthly during trading hours; Chairman of the Board 5.) Assisi Foundation; Non-Investment Related; 515 Erin Dr., Memphis, TN 38117; Foundation; Treasurer Board of Directors; Start Date: 5/2022; 6 hours devoted monthly; 2 hours devoted monthly during trading hours; Treasurer 6.) Economic Club of Memphis; Non-Investment Related; 407 Fogelman College of Business and Economics, Memphis, TN 38152; Vice President of the Board of Directors; Start Date: 9/2022; 3 hours devoted monthly; 3 hours devoted monthly during trading hours; Vice President of the Board 7.) Christian Brothers High School; Non-Investment Related; 5900 Walnut Grove Rd, Memphis, TN 38120; Alumni Board Member; Start Date: 9/2022; 2 hours devoted monthly; 2 hours devoted monthly during trading hours; Board Member 8.) St. Dominic School; Non-Investment Related; 4830 Walnut Grove Rd, Memphis, TN 38117; Alumni Board Member; Start Date: 10/2014; 1 hour devoted monthly; 0 hours devoted during trading hours; Board Member
CRS (Client Relationship Summary) - RIA
Click below to view David Nicholas Scully's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2015 - Present
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
Office #1: 5350 Poplar Avenue Suite 600, Memphis, TN 38119RIA
CRD#: 174809
Memphis, TN
Past
April 2, 2012 - October 19, 2015
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
RIA
CRD#: 6950
MEMPHIS, TN
Past
April 2, 2012 - October 19, 2015
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
BD
CRD#: 6950
MEMPHIS, TN
Past
August 28, 2007 - March 27, 2012
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
ATLANTA, GA
Past
February 7, 2007 - March 27, 2012
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809 / SEC#: 801-81015
RIA
Registered Investment Advisory firm - (3/9/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(3/24/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
DW
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809 / SEC#: 801-81015
RIA
Registered Investment Advisory firm - (3/9/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5350 Poplar Avenue Suite 600, Memphis, TN 38119
Mailing Address
Phone number
(901) 435-4250
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,962 |
| AUM (Assets Under Management) | $ 2,163,085,456 |
Red Flags
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Company Information
DUNCAN WILLIAMS ASSET MANAGEMENT, LLC
CRD#: 174809Memphis, TN 38119TRUST BUT VERIFY
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