Robert J. Lubin

HARTFIELD, TITUS & DONNELLY

Boca Raton, FL 33431

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CRD#: 502337

Professional summary

Robert John Lubin is a registered financial professional currently at HARTFIELD, TITUS & DONNELLY, LLC located in Boca Raton, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1978. Robert has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 52 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert John Lubin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2011 - Present

HARTFIELD, TITUS & DONNELLY, LLC

Office #1: 2600 North Military Trail Suite 410, Boca Raton, FL 33431

CRD#: 7117

Boca Raton, FL

Past

March 11, 2004 - September 9, 2011

RAFFERTY CAPITAL MARKETS, LLC

CRD#: 23682

BOCA RATON, FL

Past

April 24, 1989 - April 29, 2004

J.J. KENNY DRAKE, INC.

CRD#: 7118

NEW YORK, NY

Past

September 28, 1987 - April 24, 1989

CLIFFORD DRAKE & COMPANY INC.

CRD#: 7092

Past

May 14, 1987 - September 22, 1987

G.I.M.B. MUNICIPAL SECURITIES BROKER

CRD#: 16016

Past

October 18, 1985 - February 19, 1987

HARTFIELD, TITUS & DONNELLY, LLC

CRD#: 7117

Past

April 23, 1984 - April 15, 1985

ROONEY, PACE INC.

CRD#: 6218

Past

May 25, 1983 - April 12, 1984

E. G. FRANCES CO., INC.

CRD#: 7797

Past

February 3, 1978 - July 26, 1981

FIRST CITIZENS MUNICIPAL CORPORATION

CRD#: 7265

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/19/2011)

Georgia
(10/7/2011)

New York
(10/14/2011)

Exams

State Security Law Exam

Series 63

Date: 7/17/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/19/1980

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 1/10/1979

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 5/18/1987

Municipal Securities Principal Examination

SRO Registrations

FINRA

Current Firm

HARTFIELD, TITUS & DONNELLY, LLC

HARTFIELD, TITUS & DONNELLY, LLC | J. F. HARTFIELD & CO., INC.

CRD#: 7117 / SEC#: , 8-18974

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

111 Town Square Place, Jersey City, NJ 07310

Mailing Address

111 Town Square Place, Jersey City, NJ 07310

Phone number

(201) 217-5587

Established

New Jersey since 10/04/1999

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PURPORA CONSULTING,INC.	DIRECT OWNER
CALDAS, JOSEPH JAMES	DIRECT OWNER	501739
CARRINGTON, MICHAEL SUGHRUE	DIRECT OWNER	2716358
EMANUEL, PAUL JOSEPH	DIRECT OWNER	2330590
INFUSINO, RICHARD ANGELO JR	DIRECT OWNER	5668679
MUSTACCHIO, LOUIS JOSEPH JR	DIRECT OWNER	1656435
O'MALLEY, DEREK JOHN	DIRECT OWNER	4369620
PAULEY, MATTHEW CHRISTOPHER	DIRECT OWNER	2280671
FERRERI, CHRISTOPHER CHARLES	DIRECT OWNER	1677406
GEORGE, MICHAEL THEODORE	FINOP & TREASURER
HOFFMAN, EDWARD KELLY	DIRECT OWNER	2295024
JOHNSON, MARYBETH	DIRECT OWNER	2123615
MCCUE, JAMES GERARD	DIRECT OWNER	2037468
MULVIHILL, CAROLYN CROWE	DIRECT OWNER	1968504
NOTINE, TODD ROBERT	DIRECT OWNER	1595766
PALLARINO, JOHN GUY	DIRECT OWNER	2282884
SMITH, EDWARD JOHN	EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER, SECRETARY AND DIRECT OWNER	4161601
VANDERBEEK, TAYLOR JAMES	DIRECT OWNER	6339397
VINJE, NATALIE GRIFFIN	DIRECT OWNER	3135251

Disclosures

Regulatory Event

Red Flags

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Firm Stability Insights

Robert J. Lubin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert John Lubin's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAFFERTY CAPITAL MARKETS, LLC

J.J. KENNY DRAKE, INC.

CLIFFORD DRAKE & COMPANY INC.

G.I.M.B. MUNICIPAL SECURITIES BROKER

HARTFIELD, TITUS & DONNELLY, LLC

ROONEY, PACE INC.

E. G. FRANCES CO., INC.

FIRST CITIZENS MUNICIPAL CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 7/17/1979

SIE

Date: 10/1/2018

Series 7

Date: 4/19/1980

Series 52

Date: 1/10/1979

Series 53

Date: 5/18/1987

FINRA

Current Firm

HARTFIELD, TITUS & DONNELLY, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

HARTFIELD, TITUS & DONNELLY, LLC

TRUST BUT VERIFY

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