Craig H. Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Craig Harrison Stanley was a registered financial professional .
Craig is a previously registered financial professional and started their career in finance in 1977. Craig had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 52, Series 27, Series 4, Series 24, Series 53 and Series 54FN exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1989 - December 30, 1990
COMMUNITY BANCBROKERAGE CORPORATION
February 8, 1983 - October 4, 2016
THE BAKER GROUP, LP
April 27, 1979 - January 3, 2017
THE BAKER GROUP, LP
December 30, 1977 - April 26, 1979
WOOLSEY & COMPANY, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 54FN
Date: 4/16/1979
Municipal Securities Financial and Operations Principal ExaminationCurrent Firm
COMMUNITY BANCBROKERAGE CORPORATION
CRD#: 23582 / SEC#: , 8-40550
Contact information
Documents
Red Flags
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