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Brett W. Orvieto

DAKOTA WEALTH
FORT LAUDERDALE, FL 33308
Some features on this profile are disabled
CRD#: 5023123
BO

Professional summary

Brett William Orvieto, who also goes by Brett W Orvieto, Brett Orvieto, is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Fort Lauderdale, Florida.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Brett has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brett W Orvieto | Brett Orvieto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett William Orvieto's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 18, 2018 - Present

DAKOTA WEALTH, LLC

Office #1: 2400 E. Commercial Boulevard Suite 211, Fort Lauderdale, FL 33308
RIA
CRD#: 297987
FORT LAUDERDALE, FL
Past

June 13, 2018 - March 25, 2019

DAKOTA WEALTH, LLC

RIA
CRD#: 141137
Palm Beach Gardens, FL
Past

June 10, 2016 - May 8, 2018

CAPITAL ANALYSTS

RIA
CRD#: 162200
Fort Lauderdale, FL
Past

October 7, 2013 - May 7, 2018

STRATEGIC ASSET MANAGEMENT GROUP ADVISORS

RIA
CRD#: 135832
FT. LAUDERDALE, FL
Past

April 18, 2013 - May 8, 2018

LINCOLN INVESTMENT

BD
CRD#: 519
FORT LAUDERDALE, FL
Past

August 14, 2007 - April 3, 2013

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA
Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/18/2018)
IAR
Pennsylvania
(5/24/2019)
IAR
Texas
(5/19/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/13/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 8/22/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/8/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/3/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 9/28/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/13/2007
General Securities Representative Examination

Current Firm

DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA
Registered Investment Advisory firm - (10/8/2018 Approved)
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Contact information

Main Address
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752
Mailing Address
Phone number
(561) 774-8101
Established
Firm type
Fiscal year end
# of Employees
78

SEC notice filing (37 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts9,786
AUM (Assets Under Management)$ 6,335,261,507

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
06/10/2025
Cover Page
Report
09/13/2024
Cover Page
Report
11/21/2023
Cover Page
Report
01/18/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DAKOTA WEALTH, LLC

CRD#: 297987Fort Lauderdale, FL 33308

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