Michael Cuniglio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Cuniglio was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 1, 2010 - December 31, 2016
QUASAR DISTRIBUTORS, LLC
September 7, 2010 - December 22, 2016
WBI INVESTMENTS, LLC
November 9, 2009 - June 11, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 14, 2009 - June 11, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 24, 2007 - August 20, 2009
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 10, 2006 - October 12, 2007
PNC WEALTH MANAGEMENT LLC
August 10, 2006 - October 12, 2007
PNC WEALTH MANAGEMENT LLC
January 1, 2006 - June 22, 2006
EQUITABLE ADVISORS, LLC
October 12, 2005 - June 22, 2006
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUASAR DISTRIBUTORS, LLC
CRD#: 103848 / SEC#: , 8-52323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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