Matthew Campbell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Campbell, who also goes by Matthew Taylor Campbell, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2006. Matthew had worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2025 - June 25, 2026
VANDERBILT SECURITIES, LLC
August 1, 2022 - April 29, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 1, 2017 - February 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 29, 2016 - February 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2014 - January 26, 2016
E*TRADE SECURITIES LLC
March 24, 2011 - August 12, 2013
FIDELITY BROKERAGE SERVICES LLC
September 29, 2009 - March 8, 2011
CHASE INVESTMENT SERVICES CORP.
September 28, 2009 - March 8, 2011
CHASE INVESTMENT SERVICES CORP.
November 28, 2007 - September 16, 2009
CITIGROUP GLOBAL MARKETS INC.
April 2, 2007 - August 3, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - August 3, 2007
MORGAN STANLEY & CO. LLC
January 3, 2007 - April 2, 2007
MORGAN STANLEY DW INC.
November 3, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
August 7, 2006 - October 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
