Gene D. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gene Dwight Larson was a registered financial professional .
Gene is a previously registered financial professional and started their career in finance in 1998. Gene had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2008 - August 19, 2010
SAMUELS CHASE & CO., INC.
January 2, 2003 - June 13, 2008
INTEGRITY FUNDS DISTRIBUTOR, LLC
July 27, 1998 - October 12, 1999
INTEGRITY FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAMUELS CHASE & CO., INC.
CRD#: 36699 / SEC#: , 8-47395
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RANEY, CARRIE LYNN | PRESIDENT, VICE PRESIDENT, SECRETARY, CEO, CFO, CCO | 1100228 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
