Anthony M. Kennell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Martin Kennell was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1977. Anthony had worked at 24 firms and has passed the Series 63, Series 7, Series 5, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2001 - August 9, 2001
ACUMENT SECURITIES, INC.
April 2, 1998 - August 11, 1998
BARRON CHASE SECURITIES, INC.
October 27, 1997 - April 8, 1998
ABBEY-ASHFORD SECURITIES, INC.
August 7, 1997 - October 31, 1997
MEYERS POLLOCK ROBBINS, INC.
April 22, 1997 - July 16, 1997
TRADITION SECURITIES AND DERIVATIVES LLC
September 18, 1996 - October 15, 1996
TOLUCA PACIFIC SECURITIES CORP.
August 23, 1996 - December 16, 1996
SMITH, BENTON & HUGHES, INC.
June 25, 1996 - July 29, 1996
FIRST LIBERTY INVESTMENT GROUP, INC.
April 10, 1996 - May 14, 1996
FAB SECURITIES OF AMERICA, INC.
April 4, 1996 - April 11, 1996
PARAGON CAPITAL MARKETS, INC.
October 10, 1995 - March 15, 1996
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
April 24, 1995 - June 22, 1995
STUART, COLEMAN & CO., INC.
August 31, 1994 - May 25, 1995
LCP CAPITAL CORP.
August 5, 1994 - October 28, 1994
INVESTORS ASSOCIATES, INC.
July 28, 1994 - August 5, 1994
BUTTONWOOD SECURITIES, INC.
October 15, 1987 - January 3, 1990
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
March 25, 1986 - October 8, 1987
FIRST TAMPA SECURITIES, INC.
April 9, 1985 - March 6, 1986
WACHOVIA SECURITIES, INC.
August 15, 1983 - April 2, 1985
RICHARDSON GREENSHIELDS SECURITIES INC.
April 20, 1983 - July 25, 1983
PARK, RYAN, INC.
October 10, 1980 - November 17, 1981
BUTCHER & SINGER INC.
November 26, 1979 - October 26, 1980
FINANCIAL SQUARE PARTNERS
May 4, 1979 - December 6, 1979
MORGAN STANLEY DW INC.
October 28, 1977 - May 6, 1979
DONALD SHELDON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1983
Interest Rate Options ExaminationCurrent Firm
ACUMENT SECURITIES, INC.
CRD#: 7661 / SEC#: , 8-22999
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
