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Anthony Martin Kennell

CRD# 502289·Registered 1977 - 2001

Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Martin Kennell was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 1977 - 2001. Anthony had worked at 24 firms and has passed the Series 63, Series 7, Series 5, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

ACUMENT SECURITIES, INC.·CRD# 7661

BD

San Francisco, CA

May 30, 2001 - August 9, 2001

BARRON CHASE SECURITIES, INC.·CRD# 18969

BD

Boca Raton, FL

April 2, 1998 - August 11, 1998

ABBEY-ASHFORD SECURITIES, INC.·CRD# 17650

BD

October 27, 1997 - April 8, 1998

MEYERS POLLOCK ROBBINS, INC.·CRD# 13436

BD

New York, NY

August 7, 1997 - October 31, 1997

TRADITION SECURITIES AND DERIVATIVES LLC·CRD# 28269

BD

New York, NY

April 22, 1997 - July 16, 1997

TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875

BD

Burbank, CA

September 18, 1996 - October 15, 1996

SMITH, BENTON & HUGHES, INC.·CRD# 20877

BD

Los Angeles, CA

August 23, 1996 - December 16, 1996

FIRST LIBERTY INVESTMENT GROUP, INC.·CRD# 3536

BD

Philadelphia, PA

June 25, 1996 - July 29, 1996

FAB SECURITIES OF AMERICA, INC.·CRD# 28212

BD

New York, NY

April 10, 1996 - May 14, 1996

PARAGON CAPITAL MARKETS, INC.·CRD# 18555

BD

East Hanover, NJ

April 4, 1996 - April 11, 1996

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.·CRD# 30898

BD

Denver, CO

October 10, 1995 - March 15, 1996

STUART, COLEMAN & CO., INC.·CRD# 8642

BD

New York, NY

April 24, 1995 - June 22, 1995

LCP CAPITAL CORP.·CRD# 14469

BD

Staten Island, NY

August 31, 1994 - May 25, 1995

INVESTORS ASSOCIATES, INC.·CRD# 958

BD

Hackensack, NJ

August 5, 1994 - October 28, 1994

BUTTONWOOD SECURITIES, INC.·CRD# 18420

BD

New York, NY

July 28, 1994 - August 5, 1994

FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED·CRD# 14538

BD

Tampa, FL

October 15, 1987 - January 3, 1990

FIRST TAMPA SECURITIES, INC.·CRD# 16536

BD

March 25, 1986 - October 8, 1987

WACHOVIA SECURITIES, INC.·CRD# 431

BD

April 9, 1985 - March 6, 1986

RICHARDSON GREENSHIELDS SECURITIES INC.·CRD# 3178

BD

August 15, 1983 - April 2, 1985

PARK, RYAN, INC.·CRD# 7154

BD

April 20, 1983 - July 25, 1983

BUTCHER & SINGER INC.·CRD# 6517

BD

October 10, 1980 - November 17, 1981

FINANCIAL SQUARE PARTNERS·CRD# 1541

BD

November 26, 1979 - October 26, 1980

MORGAN STANLEY DW INC.·CRD# 7556

BD

May 4, 1979 - December 6, 1979

DONALD SHELDON & CO., INC.·CRD# 6966

BD

October 28, 1977 - May 6, 1979

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Current Firm

AS

ACUMENT SECURITIES, INC.

ACUMENT SECURITIES, INC. | THOMAS F. WHITE & CO., INCORPORATED

CRD#: 7661 / SEC#: 8-22999

BD

Terminated by SEC on 02/18/2003

Contact Information

Established

California since 06/20/1978

Firm Type

Corporation

Fiscal Year End

June

Documents

Direct owners and executive officers

Name	Position	CRD#
ACUMENT HOLDING COMPANY, INC.	HOLDING COMPANY	—
ANGLE, ROBERT THOMSON	STOCKHOLDER/CEO	—
BOLGATZ, MICHAEL GLENN	CHIEF LEGAL OFFICER / SECRETARY	1868497
CUELLO, MARYANN NARANJA	CFO	2680985
SOUCIE, THOMAS ROY	EXECUTIVE VICE PRESIDENT	1275689
WHITE, THOMAS FRANK	STOCKHOLDER	—

Disclosures

Regulatory Event

16

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 5 — Interest Rate Options Examination

Passed Oct 1983

Series 53 — Municipal Securities Principal Examination

Passed Jun 1997About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1995About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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