John K. Keiser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Kenneth Keiser, who also goes by J Kenneth Keiser, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 7 firms and has passed the Series 63, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 26, 1992 - December 16, 1993
ARGENT SECURITIES, INC.
October 2, 1987 - July 18, 1990
NORRIS & HIRSHBERG, INC.
August 13, 1987 - September 23, 1987
CITADEL CAPITAL GROUP, INC.
April 29, 1987 - August 8, 1987
LANE, MCNALLY & JACKSON, INC.
October 26, 1983 - January 31, 1985
HENDERSON, FEW & CO.
September 12, 1978 - October 12, 1983
HERETH, ORR & JONES, INC.
January 20, 1978 - May 1, 1978
FIRST CITIZENS MUNICIPAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
ARGENT SECURITIES, INC.
CRD#: 15297 / SEC#: , 8-31952
Contact information
Documents
Red Flags
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