James C. Cohig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Cowdery Cohig, who also goes by James C. Cohig, Jim Cohig, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 1969. James had worked at 9 firms and has passed the Series 63 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2010 - January 7, 2011
WATERS CAPITAL CONSULTANTS, LLC
April 3, 2002 - March 4, 2011
GVC CAPITAL LLC
January 1, 1999 - January 3, 2011
COLORADO INVESTMENT MANAGEMENT INC
February 21, 1986 - March 26, 2002
GLOBAL CAPITAL SECURITIES CORPORATION
September 6, 1978 - August 18, 1986
WALL STREET WEST, INC.
May 5, 1978 - October 1, 1978
DAIN RAUSCHER INCORPORATED
November 8, 1976 - May 5, 1978
BOSWORTH SULLIVAN & COMPANY INCORPORATED
December 21, 1970 - November 28, 1976
NEWHARD, COOK & CO. INCORPORATED
December 19, 1969 - January 30, 1971
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WATERS CAPITAL CONSULTANTS, LLC
CRD#: 140308 / SEC#:
Contact information
Red Flags
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