Guenter M. Wesch

RCK WEALTH ADVISORY LLC

SOUDERTON, PA

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CRD#: 5022643

Professional summary

Guenter Michael Wesch is a registered financial advisor currently at RCK WEALTH ADVISORY LLC located in Souderton, Pennsylvania.

Guenter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Guenter has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) RCK WEALTH MANAGEMENT LLC - OWNER - TAX PREPARATION/ACCOUNTING/BOOKKEEPING/CPA - SOUDERTON, PA - SINCE 02/2021 - NOT INVESTMENT RELATED 2.) RCK WEALTH MANAGEMENT LLC - OWNER - INSURANCE AGENT - NON-VARIABLE INSURANCE - SOUDERTON, PA - SINCE 09/2023 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guenter Michael Wesch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 29, 2023 - Present

RCK WEALTH ADVISORY LLC

RIA

CRD#: 327790

SOUDERTON, PA

Past

February 18, 2021 - September 29, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

SOUDERTON, PA

Past

February 18, 2021 - September 29, 2023

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

SOUDERTON, PA

Past

June 10, 2016 - February 23, 2021

BFC PLANNING, INC.

RIA

CRD#: 119682

Souderton, PA

Past

November 20, 2008 - February 23, 2021

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA

CRD#: 13609

SOUDERTON, PA

Past

November 20, 2008 - February 23, 2021

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

CRD#: 13609

SOUDERTON, PA

Past

October 9, 2006 - November 26, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CONSHOHOCKEN, PA

Past

December 14, 2005 - November 26, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CONSHOHOCKEN, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/29/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/13/2005

General Securities Representative Examination

Current Firm

RCK WEALTH ADVISORY LLC

CRD#: 327790 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (9/25/2023 Approved)

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Contact information

Main Address

Souderton, PA

Mailing Address

Phone number

(215) 970-7271

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 23,400,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Guenter M. Wesch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Guenter Michael Wesch's CRS (Customer Relationship Summary).

Certified licenses

Experience

RCK WEALTH ADVISORY LLC

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BFC PLANNING, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2005

SIE

Date: 10/1/2018

Series 7

Date: 12/13/2005

Current Firm

RCK WEALTH ADVISORY LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RCK WEALTH ADVISORY LLC

TRUST BUT VERIFY

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