Gabriella Bracaglia

PRATO CAPITAL MANAGEMENT

White Plains, NY 10605

Some features on this profile are disabled

CRD#: 5022238

Professional summary

Gabriella Bracaglia is a registered financial advisor currently at PRATO CAPITAL MANAGEMENT located in White Plains, New York.

Gabriella is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Gabriella has worked at 2 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Atria Woodlands Assisted Living Investment-related: No Address: Saw Mill River Rd, Ardsley, NY Nature of the business: Assisted living Position, title, or relationship with the other business: Server Start date: 12/4/2023 Approximate hours/month: 48 Hours during securities trading hours: No Duties: Wait tables during dinner meals for residents of the facility DOUBLEDAY'S, NOT INV RELATED, DOBBS FERRY, NY, BARTENDER, START 3/12/2017, 28 HOURS PER MONTH, ZERO DURING TRADING, GUEST SERVICE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriella Bracaglia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2019 - Present

PRATO CAPITAL MANAGEMENT

Office #1: 70 Gedney Way, White Plains, NY 10605

RIA

CRD#: 289917

White Plains, NY

Past

December 4, 2009 - November 21, 2017

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

WHITE PLAINS, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRATO CAPITAL MANAGEMENT

PRATO CAPITAL MANAGEMENT | PRATO CAPITAL MANAGEMENT, INC.

CRD#: 289917 / SEC#: 801-111842

RIA

Registered Investment Advisory firm - (10/12/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/7/2019)

IAR

New York
(8/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/29/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 11/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/2009

General Securities Representative Examination

Current Firm

PRATO CAPITAL MANAGEMENT

PRATO CAPITAL MANAGEMENT | PRATO CAPITAL MANAGEMENT, INC.

CRD#: 289917 / SEC#: 801-111842

RIA

Registered Investment Advisory firm - (10/12/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

70 Gedney Way, White Plains, NY 10605

Mailing Address

Phone number

(914) 930-6871

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (1/30/2025)

PRATO CAPITAL MANAGEMENT WRAP PROGRAM BROCHURE (1/30/2025)

Regulatory assets under management

Total Number of Accounts	665
AUM (Assets Under Management)	$ 195,749,788

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Anita Srivastava

MORGAN STANLEY

IAR

Paramus, NJ

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gabriella Bracaglia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gabriella Bracaglia's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRATO CAPITAL MANAGEMENT

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Primary Firm SEC Registration

PRATO CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 11/29/2018

SIE

Date: 11/21/2017

Series 7

Date: 12/3/2009

Current Firm

PRATO CAPITAL MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRATO CAPITAL MANAGEMENT

TRUST BUT VERIFY

Similar Advisors