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Dana L. Cornell

LINCOLN PARK CAPITAL
OLEAN, NY 14760
CRD#: 5022202
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DC
Dana Louis CornellLINCOLN PARK CAPITAL

Professional summary

Dana Louis Cornell, CFP®, CIMA®, who also goes by Dana L Cornell, is a registered financial advisor currently at LINCOLN PARK CAPITAL LLC located in Olean, New York and UNITING WEALTH PARTNERS located in Olean, New York.

Dana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dana has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Dana L Cornell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dana Louis Cornell's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

CIMA®

Certified Investment Management Analyst

Experience

Current

May 1, 2026 - Present

LINCOLN PARK CAPITAL LLC

Office #1: 125 South Union Street, Olean, NY 14760
RIA
CRD#: 330031
OLEAN, NY
Current

June 25, 2026 - Present

UNITING WEALTH PARTNERS

Office #1: 125 South Union Street, Olean, NY 14760
RIA
CRD#: 332317
OLEAN, NY
Past

May 17, 2022 - April 5, 2023

ORG PARTNERS

RIA
CRD#: 312728
Olean, NY
Past

May 13, 2022 - April 5, 2023

IGM BROKERAGE

BD
CRD#: 310654
RALEIGH, NC
Past

September 8, 2021 - February 21, 2022

BV SECURITIES, LLC

BD
CRD#: 103800
DALLAS, TX
Past

September 14, 2010 - January 25, 2021

MORGAN STANLEY

RIA
CRD#: 149777
OLEAN, NY
Past

June 1, 2009 - January 25, 2021

MORGAN STANLEY

BD
CRD#: 149777
OLEAN, NY
Past

August 17, 2007 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
BUFFALO, NY
Past

October 25, 2005 - August 22, 2007

EDWARD JONES

BD
CRD#: 250
LAKEWOOD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UW
UNITING WEALTH PARTNERS
UNITING WEALTH PARTNERS | UNITING WEALTH PARTNERS LLC

CRD#: 332317 / SEC#: 801-131215

RIA
Registered Investment Advisory firm - (9/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(5/1/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/28/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/24/2005
General Securities Representative Examination

Current Firm

UW
UNITING WEALTH PARTNERS
UNITING WEALTH PARTNERS | UNITING WEALTH PARTNERS LLC

CRD#: 332317 / SEC#: 801-131215

RIA
Registered Investment Advisory firm - (9/27/2024 Approved)
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Contact information

Main Address
240 Saint Paul Street Suite 300, Denver, CO 80206
Mailing Address
Phone number
(479) 364-0686
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

UWP ADV 2A (8/20/2025)

Regulatory assets under management

Total Number of Accounts1,334
AUM (Assets Under Management)$ 544,715,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

UNITING WEALTH PARTNERS

CRD#: 332317Olean, NY 14760

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