Jared C. Ong

PRUDENT INVESTORS

Lake Forest, CA 92630

Some features on this profile are disabled

CRD#: 5022033

Professional summary

Jared Cheung-yi Ong, CFP®, who also goes by Jared C Ong, is a registered financial advisor currently at PRUDENT INVESTORS located in Lake Forest, California.

Jared is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jared has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jared C Ong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Cheung-yi Ong's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

January 9, 2012 - Present

PRUDENT INVESTORS

Office #1: 22932 El Toro Rd., Lake Forest, CA 92630

RIA

CRD#: 127284

Lake Forest, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRUDENT INVESTORS

PRUDENT INVESTORS | PRUDENT INVESTORS NETWORK, INC.

CRD#: 127284 / SEC#: 801-79432

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Arizona

Registered Investment Advisory firm - (7/16/2014 Terminated)

California

Registered Investment Advisory firm - (8/15/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (8/1/2014 Terminated)

Nevada

Registered Investment Advisory firm - (8/25/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/9/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2011

Uniform Investment Adviser Law Examination

Current Firm

PRUDENT INVESTORS

PRUDENT INVESTORS | PRUDENT INVESTORS NETWORK, INC.

CRD#: 127284 / SEC#: 801-79432

RIA

Registered Investment Advisory firm - (4/7/2014 Approved)

Arizona

Registered Investment Advisory firm - (7/16/2014 Terminated)

California

Registered Investment Advisory firm - (8/15/2014 Terminated)

Louisiana

Registered Investment Advisory firm - (8/1/2014 Terminated)

Nevada

Registered Investment Advisory firm - (8/25/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

22932 El Toro Rd., Lake Forest, CA 92630

Mailing Address

Phone number

(760) 597-9255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	580
AUM (Assets Under Management)	$ 409,250,453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jared C. Ong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jared Cheung-yi Ong's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRUDENT INVESTORS

Primary Firm SEC Registration

PRUDENT INVESTORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2011

Current Firm

PRUDENT INVESTORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRUDENT INVESTORS

TRUST BUT VERIFY

Similar Advisors