William F. Deeley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Francis Deeley, who also goes by Bill Deeley, William F Deeley, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 8 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 1998 - April 17, 2012
MORGAN KEEGAN & COMPANY, LLC
September 11, 1996 - March 19, 1998
FIRST OF AMERICA SECURITIES, INC.
March 21, 1994 - September 16, 1996
WILLIAM BLAIR
September 15, 1988 - April 19, 1994
RODMAN & RENSHAW INC.
April 8, 1986 - March 22, 1988
HARTFIELD, TITUS & DONNELLY, LLC
January 3, 1984 - February 5, 1986
HANIFEN, IMHOFF INC.
October 8, 1980 - December 27, 1983
GKB, INC.
November 22, 1977 - October 4, 1980
GERWIN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN KEEGAN & COMPANY, LLC
CRD#: 4161 / SEC#: 801-19665, 8-15001
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | PARENT | |
| BARKLEY, JOSEPH CLARENCE | OPERATIONS MANAGER - MANAGING DIRECTOR | 1373033 |
| BEAUPREZ, JACQUELINE ANN | CHIEF COMPLIANCE OFFICER / BROKER DEALER | 4075012 |
| CARSON, JOHN CONGLETON JR | CEO | 1307784 |
| FRANZ, RICHARD BONAFIELD II | CHIEF FINANCIAL OFFICER & TREASURER | 1402348 |
| MATECKI, PAUL LOUIS | GENERAL COUNSEL | 1173122 |
Disclosures
| Regulatory Event | 86 |
| Civil Event | 9 |
| Arbitration | 173 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
