Adam A. Bagherian

ARBOR WEALTH MANAGEMENT

Walnut Creek, CA 94598

Some features on this profile are disabled

CRD#: 5021825

Professional summary

Adam Amir Bagherian, CFP® is a registered financial advisor currently at ARBOR WEALTH MANAGEMENT located in Walnut Creek, California and OSAIC WEALTH, INC. located in Walnut Creek, California.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Adam has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Amir Bagherian's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

November 14, 2017 - Present

ARBOR WEALTH MANAGEMENT

Office #1: 2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598

RIA

CRD#: 289324

Walnut Creek, CA

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 2700 Ygnacio Valley Road Suite 275, Walnut Creek, CA 94598

RIA

CRD#: 23131

Walnut Creek, CA

Past

July 16, 2016 - December 14, 2017

ARBOR WEALTH MANAGEMENT

RIA

CRD#: 134711

Walnut Creek, CA

Past

July 13, 2016 - July 18, 2016

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

WALNUT CREEK, CA

Past

June 3, 2016 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

WALNUT CREEK, CA

Past

April 16, 2012 - June 6, 2016

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WALNUT CREEK, CA

Past

February 6, 2012 - June 6, 2016

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WALNUT CREEK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/3/2023)

Arizona
(11/3/2023)

IAR

California
(11/14/2017)

California
(11/3/2023)

Colorado
(1/8/2024)

Florida
(11/3/2023)

Hawaii
(11/3/2023)

Montana
(11/3/2023)

Oregon
(11/3/2023)

Pennsylvania
(11/3/2023)

Tennessee
(11/3/2023)

Texas
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/3/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/4/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/17/2017

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ARBOR WEALTH MANAGEMENT

AGUIAR, STEPHEN, JOHN | ARBOR WEALTH MANAGEMENT

CRD#: 289324 / SEC#:

California

Registered Investment Advisory firm - (11/14/2017 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598

Mailing Address

Phone number

925-947-0900 EXT. 111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	358
AUM (Assets Under Management)	$ 104,410,488

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Fang

TERRAFIRMA WEALTH PARTNERS

IAR

WALNUT CREEK, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Adam A. Bagherian

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam Amir Bagherian's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR WEALTH MANAGEMENT

OSAIC WEALTH, INC.

ARBOR WEALTH MANAGEMENT

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/3/2012

SIE

Date: 10/1/2018

Series 7

Date: 2/4/2012

Series 24

Date: 1/17/2017

FINRA

Current Firm

ARBOR WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARBOR WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors