Adam A. Bagherian
ARBOR WEALTH MANAGEMENT
Walnut Creek, CA 94598
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CRD#: 5021825
Professional summary
Adam Amir Bagherian, CFP® is a registered financial advisor currently at ARBOR WEALTH MANAGEMENT located in Walnut Creek, California and OSAIC WEALTH, INC. located in Walnut Creek, California.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Adam has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ADAM BAGHERIAN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 208 Northill Ct., San Ramon CA 94853, United States DESCRIPTION: I will be maintaining my home for short term rentals to guests. My home will be listed on Airbnb. No contact with current clients regarding this OBA will occur. This OBA is completely separate and distinct than my work as a financial advisor. 2) ADAM BAGHERIAN POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2021 ADDRESS: 208 Northill Ct., San Ramon CA 94583, United States DESCRIPTION: I will work with residential property owners to list their homes on Airbnb for short term rentals. 3) ARBOR WEALTH MANAGEMENT INSURANCE POSITION: Insurance Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/03/2016 ADDRESS: 2855 MITCHELL DRIVE, WALNUT CREEK CA 94598, United States DESCRIPTION: As a licensed insurance agent in the state of CA, I provide quotes on life insurance and give recommendations to clients about what type and amount of life insurance may be needed for the client's specific circumstances. 4) ARBOR WEALTH MANAGMENT IA POSITION: Investment Advisor NATURE: Sole Proprietor. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 06/03/2016 ADDRESS: 2855 MITCHELL DRIVE, WALNUT CREEK CA 94598, United States DESCRIPTION: As an investment advisor, my duties are to meet with current clients, re-balance portfolios, make investment recommendations. 5) TBD - COMMERCIAL PROPERTY ACQUISITION POSITION: Member/Manager NATURE: This will be a future LLC for the acquisition of commercial property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2025 ADDRESS: 514 S 8th St, Colorado Springs CO 80905, United States DESCRIPTION: This is a passive commercial real estate investment with duties overseen by a property management company. I am not involved in the day-to-day operations. 6) BECK & COMPANY, CPAS, INC. POSITION: Employee/Eventual Partner NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 701 Palomar Airport Rd #300, Carlsbad CA 92011, United States DESCRIPTION: My duties will be to do auditing and attestation services, along with preparation of tax returns and tax advise. This is a succession plan for the two owner's of Beck & Company's CPAs Inc. I am currently a student to become a licensed CPA and will need to work under licensed CPAs first in order to become fully credentialed in the state of California. Upon completion of my credentialing in 2027, I would acquire part of the CPA practice of Beck & Company. This will not interfere with my day-to-day financial advisory duties as this work is done in non 9-5 operational hours. No compensation is received for this activity at this time, but future compensation will be received if I proceed with the partial acquisition of the CPA company. No communication has taken place with clients and the public about this OBA as I am not licensed currently. Upon CPA credentialing anticipated sometime in 2027, communication with the public will be clearly delineated and separate between my work as a financial advisor and public accountant by having separate business cards, a separate email, a separate website, separate letter, separate signage, etc...
CRS (Client Relationship Summary) - RIA
Click below to view Adam Amir Bagherian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
November 14, 2017 - Present
ARBOR WEALTH MANAGEMENT
Office #1: 2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598RIA
CRD#: 289324
Walnut Creek, CA
Current
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 2700 Ygnacio Valley Road Suite 275, Walnut Creek, CA 94598RIA
BD
CRD#: 23131
Walnut Creek, CA
Past
July 16, 2016 - December 14, 2017
ARBOR WEALTH MANAGEMENT
RIA
CRD#: 134711
Walnut Creek, CA
Past
July 13, 2016 - July 18, 2016
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
WALNUT CREEK, CA
Past
June 3, 2016 - November 3, 2023
FSC SECURITIES CORPORATION
BD
CRD#: 7461
WALNUT CREEK, CA
Past
April 16, 2012 - June 6, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
WALNUT CREEK, CA
Past
February 6, 2012 - June 6, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WALNUT CREEK, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/3/2023)
RR
Arizona(11/3/2023)
IAR
California(11/14/2017)
RR
California(11/3/2023)
RR
Colorado(1/8/2024)
RR
Florida(11/3/2023)
RR
Hawaii(11/3/2023)
RR
Montana(11/3/2023)
RR
Oregon(11/3/2023)
RR
Pennsylvania(11/3/2023)
RR
Tennessee(11/3/2023)
RR
Texas(11/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARBOR WEALTH MANAGEMENT
AGUIAR, STEPHEN, JOHN | ARBOR WEALTH MANAGEMENT
CRD#: 289324 / SEC#:
California
Registered Investment Advisory firm - (11/14/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598
Mailing Address
Phone number
925-947-0900 EXT. 111
Established
Firm type
Fiscal year end
# of Employees
4
Regulatory assets under management
| Total Number of Accounts | 358 |
| AUM (Assets Under Management) | $ 104,410,488 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ARBOR WEALTH MANAGEMENT
CRD#: 289324Walnut Creek, CA 94598TRUST BUT VERIFY
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