Cynthia D. Rosso

ELEVATE WEALTH ADVISORY

ATHENS, GA 30606

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CRD#: 5021755

Professional summary

Cynthia Deanne Rosso, CFP®, who also goes by Cynthia Deanne Smith, is a registered financial advisor currently at ELEVATE WEALTH ADVISORY, INC. located in Athens, Georgia.

Cynthia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Cynthia has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cynthia Deanne Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Deanne Rosso's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

June 4, 2009 - Present

ELEVATE WEALTH ADVISORY, INC.

Office #1: 2500 Daniells Bridge Rd Building 200, Suite 2b, Athens, GA 30606

RIA

CRD#: 149713

ATHENS, GA

Past

January 22, 2008 - January 17, 2014

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATHENS, GA

Past

August 22, 2007 - January 17, 2014

FSC SECURITIES CORPORATION

CRD#: 7461

ATHENS, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELEVATE WEALTH ADVISORY, INC.

ELEVATE WEALTH ADVISORY, INC. | VICKERY FINANCIAL SERVICES, INC.

CRD#: 149713 / SEC#: 801-77776

RIA

Registered Investment Advisory firm - (4/1/2013 Approved)

Florida

Registered Investment Advisory firm - (4/15/2013 Terminated)

Georgia

Registered Investment Advisory firm - (4/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(6/4/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 8/21/2007

General Securities Representative Examination

Current Firm

ELEVATE WEALTH ADVISORY, INC.

ELEVATE WEALTH ADVISORY, INC. | VICKERY FINANCIAL SERVICES, INC.

CRD#: 149713 / SEC#: 801-77776

RIA

Registered Investment Advisory firm - (4/1/2013 Approved)

Florida

Registered Investment Advisory firm - (4/15/2013 Terminated)

Georgia

Registered Investment Advisory firm - (4/15/2013 Terminated)

Texas

Registered Investment Advisory firm - (4/15/2013 Terminated)

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Contact information

Main Address

2500 Daniells Bridge Rd Building 200, Suite 2b, Athens, GA 30606

Mailing Address

Phone number

(706) 353-2728

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ELEVATE WEALTH ADVISORY FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,649
AUM (Assets Under Management)	$ 338,136,673

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cynthia D. Rosso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cynthia Deanne Rosso's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELEVATE WEALTH ADVISORY, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

ELEVATE WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2008

Series 7

Date: 8/21/2007

Current Firm

ELEVATE WEALTH ADVISORY, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELEVATE WEALTH ADVISORY, INC.

TRUST BUT VERIFY

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