Holly M. Ritter

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CRD#: 5021736

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Holly Marie Ritter, who also goes by Holly Marie Jacobsen, Holly Marie Mcclain, was a registered financial professional .

Holly is a previously registered financial professional and started their career in finance in 2006. Holly had worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Holly Marie Jacobsen | Holly Marie Mcclain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 22, 2018 - January 31, 2020

MORNINGSTAR INVESTMENT SERVICES LLC

RIA

CRD#: 112525

CHICAGO, IL

Past

June 15, 2018 - January 31, 2020

MORNINGSTAR INVESTMENT SERVICES LLC

CRD#: 112525

CHICAGO, IL

Past

February 4, 2013 - February 10, 2014

TD AMERITRADE CLEARING, INC.

CRD#: 5633

OMAHA, NE

Past

August 17, 2006 - July 7, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

August 17, 2006 - July 7, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

August 2, 2006 - July 7, 2016

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MORNINGSTAR INVESTMENT SERVICES LLC

MORNINGSTAR INVESTMENT SERVICES LLC | MORNINGSTAR INVESTMENT SERVICES,INC | MORNINGSTAR INVESTMENT SERVICES, INC. | MORNINGSTAR INVESTMENT SERVICES, INC

CRD#: 112525 / SEC#: 801-60401, 8-53593

RIA

Registered Investment Advisory firm - SEC (7/9/2001 Approved)

Terminated by SEC on 07/01/2025

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/15/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/15/2011

General Securities Principal Examination

Current Firm

MORNINGSTAR INVESTMENT SERVICES LLC

MORNINGSTAR INVESTMENT SERVICES LLC | MORNINGSTAR INVESTMENT SERVICES,INC | MORNINGSTAR INVESTMENT SERVICES, INC. | MORNINGSTAR INVESTMENT SERVICES, INC

CRD#: 112525 / SEC#: 801-60401, 8-53593

RIA

Registered Investment Advisory firm - SEC (7/9/2001 Approved)

Terminated by SEC on 07/01/2025

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Contact information

Main Address

22 West Washington Street, Chicago, IL 60602-1605

Mailing Address

Phone number

(312) 696-6000

Established

Delaware since 12/20/2000

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MORNINGSTAR MANAGED PLAN SOLUTIONS (7/8/2025)

Direct owners and executive officers

Name	Position	CRD#
MORNINGSTAR INVESTMENT MANAGEMENT LLC	SOLE MEMBER	108031
LARSON, ANGELA LYNNE	INTERIM CHIEF COMPLIANCE OFFICER, SECRETARY	5490162
LINSTRA, JONATHAN GRAHAM	PRESIDENT (BD ONLY)	2470755

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/14/2025	Cover Page	Report
08/20/2024	Cover Page	Report
09/28/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Holly M. Ritter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORNINGSTAR INVESTMENT SERVICES LLC

TD AMERITRADE CLEARING, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

Primary Firm SEC Registration

MORNINGSTAR INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/15/2006

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2006

Series 24

Date: 8/15/2011

Current Firm

MORNINGSTAR INVESTMENT SERVICES LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Accountant surprise examination report

Red Flags

Company Information

MORNINGSTAR INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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