John N. Girgis
Professional summary
John N Girgis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, John had worked at 9 firms, which includes GARDEN STATE SECURITIES INC., GARDEN STATE INVESTMENT ADVISORY SERVICES LLC, SW FINANCIAL, WORDEN CAPITAL MANAGEMENT LLC, LEGEND SECURITIES INC., JOSEPH GUNNAR & CO. LLC, BROOKSTONE SECURITIES INC., J.P. TURNER & COMPANY L.L.C., GUNNALLEN FINANCIAL INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2024 - October 1, 2025
GARDEN STATE SECURITIES, INC.
May 24, 2023 - October 1, 2025
GARDEN STATE INVESTMENT ADVISORY SERVICES, LLC
December 10, 2019 - March 21, 2023
SW FINANCIAL
November 4, 2016 - December 10, 2019
WORDEN CAPITAL MANAGEMENT LLC
August 22, 2013 - November 9, 2016
LEGEND SECURITIES, INC.
June 20, 2012 - August 30, 2013
JOSEPH GUNNAR & CO. LLC
October 20, 2009 - June 22, 2012
BROOKSTONE SECURITIES, INC.
August 1, 2006 - November 2, 2009
J.P. TURNER & COMPANY, L.L.C.
August 29, 2005 - August 2, 2006
GUNNALLEN FINANCIAL, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
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