Jeffrey B. Smith

THE RETIREMENT SMITH LLC

FREDERICKSBURG, VA 22401

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CRD#: 5021497

Professional summary

Jeffrey Brian Smith, who also goes by Jeff Smith, Jeffrey Smith, is a registered financial advisor currently at THE RETIREMENT SMITH LLC located in Fredericksburg, Virginia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jeffrey has worked at 4 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Smith | Jeffrey Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THE INSURANCE SMITH AGENCY LLC - INSURANCE AGENT/PRESIDENT - LIFE, ANNUITY AND AUTO/HOME - 1122 CAROLINE STREET, FREDERICKSBURG, VA 22401 - START DATE: 10/2002 - 160 HOURS/MONTH MICHAH CREEK FARM LLC; NOT INV REL; OWNER/LAND DEVELOPMENT; FREDRICKSBURG, VA; START 07/2021; MINIMAL TIME SPENT IN THIS BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brian Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2021 - Present

THE RETIREMENT SMITH LLC

Office #1: 541 William St. Suite B, Fredericksburg, VA 22401

RIA

CRD#: 312623

FREDERICKSBURG, VA

Past

December 14, 2017 - March 26, 2021

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

Fredericksburg, VA

Past

June 30, 2009 - November 27, 2009

PARKLAND SECURITIES, LLC

CRD#: 115368

ANN ARBOR, MI

Past

January 3, 2007 - June 6, 2007

SUNSET FINANCIAL SERVICES, INC.

CRD#: 3538

KANSAS CITY, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(3/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 1/2/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE RETIREMENT SMITH LLC

CRD#: 312623 / SEC#:

Virginia

Registered Investment Advisory firm - (3/10/2021 Approved)

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Contact information

Main Address

541 William St. Suite B, Fredericksburg, VA 22401

Mailing Address

Phone number

(540) 371-9777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey B. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Brian Smith's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE RETIREMENT SMITH LLC

GRADIENT ADVISORS, LLC

PARKLAND SECURITIES, LLC

SUNSET FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2017

Series 6

Date: 1/2/2007

Current Firm

THE RETIREMENT SMITH LLC

Contact information

Documents

Red Flags

Company Information

THE RETIREMENT SMITH LLC

TRUST BUT VERIFY

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