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CB

Cleveland W. Bryce

Some features on this profile are disabled
CRD#: 5021393
CB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cleveland W Bryce, who also goes by Cleveland W Bryce Mr., was a registered financial professional .

Cleveland is a previously registered financial professional and started their career in finance in 2006. Cleveland had worked at 12 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cleveland W Bryce Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

September 20, 2018 - January 11, 2019

WYNSTON HILL CAPITAL, LLC

BD
CRD#: 103811
New York, NY
Past

July 8, 2016 - October 7, 2016

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

January 29, 2016 - February 8, 2016

STOCKKINGS CAPITAL LLC

BD
CRD#: 164445
NEW YORK, NY
Past

November 7, 2014 - January 29, 2016

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
NEW YORK, NY
Past

April 24, 2014 - November 3, 2014

REALTA EQUITIES, INC.

BD
CRD#: 23769
New York, NY
Past

September 16, 2013 - May 23, 2014

JOHN CARRIS INVESTMENTS LLC

BD
CRD#: 145767
HOBOKEN, NJ
Past

April 4, 2013 - October 11, 2013

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

February 6, 2013 - March 28, 2013

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY
Past

October 23, 2009 - February 1, 2013

PORTFOLIO ADVISORS ALLIANCE, LLC

BD
CRD#: 101680
NEW YORK, NY
Past

August 26, 2008 - September 24, 2009

REID & RUDIGER LLC

BD
CRD#: 47263
NEW YORK, NY
Past

February 14, 2008 - April 22, 2008

REID & RUDIGER LLC

BD
CRD#: 47263
NEW YORK, NY
Past

June 11, 2007 - February 6, 2008

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

December 14, 2006 - May 11, 2007

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 2/2/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 12/13/2006
General Securities Representative Examination

Current Firm

WH
WYNSTON HILL CAPITAL, LLC
ELEPHANTX ONLINE SECURITIES, LLC | XTF CAPITAL LLC | WYNSTON HILL CAPITAL, LLC

CRD#: 103811 / SEC#: , 8-52299

BD
Approved by SEC on 07/14/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 12/29/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BAI HOLDINGSMEMBER
RIORDAN, DENNIS VINCENTPRESIDENT2412563
ALT 5 SIGMA INCOWNER
CALAMUNCI, ROBERT JOSEPH SRCEO, FINOP, OPTIONS PRINCIPAL1618899
STOUBER, RANDYCCO1104531

Disclosures

Regulatory Event6
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

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