Jose V. Sanchez
RETIREMENT WEALTH GUIDANCE LLC
Albuquerque, NM 87109
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CRD#: 5021345
Professional summary
Jose Vicente Sanchez, CFP® is a registered financial advisor currently at RETIREMENT WEALTH GUIDANCE LLC located in Albuquerque, New Mexico and ORIGIN INVESTMENT ADVISORY LLC located in Albuquerque, New Mexico.
Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jose has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) KAIZEN RETIREMENT WEALTH MANAGEMENT LLC, 420 MARIA CT. SE, ALBUQUERQUE NM 87102, 03/2011 - PRESENT, 50% OWNER/INSURANCE SALES, HOURS DEDICATED: 2/WEEK (1/WEEK DURING TRADING HOURS) (2) Retirement Wealth Guidance; Investment-Related; Albuquerque NM Investment Adviser; Investment Adviser Representative; March 2021; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning. (3) Money Mind Feed, investment related, 6300 Riverside Plaza Ln, Ste 100 Albuquerque, NM 87120, investment education, owner, 04/2018, 70 hrs/ mo (zero during trading hours); I created this program to share my ideas and passion around money. My duties include developing content that supports to goals of the community. The focus of this program is founded on the principal of living healthy and financially fit. It promotes extreme longevity and ties smart financial behaviors that support our battle cry. Topics of Debt Free living, saving more and Frugality, becoming a centenarian, and wealth planning are paramount. (4) Magellan Federal; Not Investment Related; 2800 Shirlington Rd # 350, Arlington, VA 22206; Personal Financial Counselor providing services to members of the New Mexico National Guard and their families; Start Date 08/2024; Approx. 30-40 hours/month with all hours devoted during trading hours; I provide education and help service members make informed choices with their money
CRS (Client Relationship Summary) - RIA
Click below to view Jose Vicente Sanchez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2017
Experience
Current
April 28, 2021 - Present
RETIREMENT WEALTH GUIDANCE LLC
Office #1: 4801 Lang Avenue Ne Suite 110, Albuquerque, NM 87109RIA
CRD#: 313217
Albuquerque, NM
Current
July 16, 2021 - Present
ORIGIN INVESTMENT ADVISORY LLC
Office #1: 6300 Riverside Plaza Lane Northwest Suite 100, Albuquerque, NM 87120RIA
CRD#: 305353
ALBUQUERQUE, NM
Past
April 30, 2012 - July 1, 2021
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Albuquerque, NM
Past
January 19, 2010 - October 8, 2012
HBW ADVISORY SERVICES LLC
RIA
CRD#: 143665
SIMI VALLEY, CA
Past
July 6, 2006 - December 31, 2011
HBW SECURITIES LLC
BD
CRD#: 136959
ALBUQUERQUE, NM
Past
November 3, 2005 - May 23, 2006
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(4/28/2021)
IAR
Texas(2/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RW
RETIREMENT WEALTH GUIDANCE LLC
RETIREMENT WEALTH GUIDANCE LLC
CRD#: 313217 / SEC#:
New Mexico
Registered Investment Advisory firm - (4/21/2021 Approved)Texas
Registered Investment Advisory firm - (2/7/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4801 Lang Avenue Ne Suite 110, Albuquerque, NM 87109
Mailing Address
Phone number
(505) 500-4032
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 7,688,595 |
Red Flags
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Company Information
RETIREMENT WEALTH GUIDANCE LLC
CRD#: 313217Albuquerque, NM 87109TRUST BUT VERIFY
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