Jose V. Sanchez

RETIREMENT WEALTH GUIDANCE

ALBUQUERQUE, NM 87110

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CRD#: 5021345

Professional summary

Jose Vicente Sanchez, CFP® is a registered financial advisor currently at RETIREMENT WEALTH GUIDANCE LLC located in Albuquerque, New Mexico and ORIGIN INVESTMENT ADVISORY LLC located in Albuquerque, New Mexico.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jose has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Vicente Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

April 28, 2021 - Present

RETIREMENT WEALTH GUIDANCE LLC

Office #1: 6121 Indian School Rd. Ne Suite 102, Albuquerque, NM 87110

RIA

CRD#: 313217

ALBUQUERQUE, NM

Current

July 16, 2021 - Present

ORIGIN INVESTMENT ADVISORY LLC

Office #1: 6300 Riverside Plaza Lane Northwest Suite 100, Albuquerque, NM 87120

RIA

CRD#: 305353

ALBUQUERQUE, NM

Past

April 30, 2012 - July 1, 2021

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Albuquerque, NM

Past

January 19, 2010 - October 8, 2012

HBW ADVISORY SERVICES LLC

RIA

CRD#: 143665

SIMI VALLEY, CA

Past

July 6, 2006 - December 31, 2011

HBW SECURITIES LLC

CRD#: 136959

ALBUQUERQUE, NM

Past

November 3, 2005 - May 23, 2006

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Mexico
(4/28/2021)

IAR

Texas
(2/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/28/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/2/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RETIREMENT WEALTH GUIDANCE LLC

CRD#: 313217 / SEC#:

New Mexico

Registered Investment Advisory firm - (4/21/2021 Approved)

Texas

Registered Investment Advisory firm - (2/7/2023 Conditional Restricted)

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Contact information

Main Address

6121 Indian School Rd. Ne Suite 102, Albuquerque, NM 87110

Mailing Address

Phone number

(505) 500-4032

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 10,515,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jose V. Sanchez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Vicente Sanchez's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT WEALTH GUIDANCE LLC

ORIGIN INVESTMENT ADVISORY LLC

BROOKSTONE WEALTH ADVISORS, LLC

HBW ADVISORY SERVICES LLC

HBW SECURITIES LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2009

Series 63

Date: 2/28/2006

Series 6

Date: 11/2/2005

Current Firm

RETIREMENT WEALTH GUIDANCE LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RETIREMENT WEALTH GUIDANCE LLC

TRUST BUT VERIFY

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