Kasi R. Boyles

SAGEVIEW ADVISORY GROUP

Fulton, MD 20759

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CRD#: 5021073

Professional summary

Kasi Richardson Boyles, AIF®, who also goes by Kasi Beth Richardson, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Fulton, Maryland and CETERA WEALTH SERVICES, LLC located in Fulton, Maryland.

Kasi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Kasi has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kasi Beth Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: SAGEVIEW ADVISORY GROUP, LLC (CRD #126777) INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT ADVISORY ACTIVITIES POSITION/TITLE/RELATIONSHIP: SR. RELATIONSHIP MANAGER START DATE: 1/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: ADMINISTRATIVE FUNCTIONS FOR INSTITUTIONAL RETIREMENT PLAN CLIENTS;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kasi Richardson Boyles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 25, 2023 - Present

SAGEVIEW ADVISORY GROUP, LLC

Office #1: 8115 Maple Lawn Boulevard Suite 350, Fulton, MD 20759

RIA

CRD#: 126777

Fulton, MD

Current

February 9, 2023 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 8115 Maple Lawn Blvd Suite 350, Fulton, MD 20759

CRD#: 13572

Fulton, MD

Past

March 27, 2018 - November 11, 2022

OSAIC FA, INC.

RIA

CRD#: 3978

ELLICOTT CITY, MD

Past

March 27, 2018 - November 11, 2022

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

December 23, 2010 - March 19, 2018

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

REDLANDS, CA

Past

December 17, 2010 - March 19, 2018

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

REDLANDS, CA

Past

February 5, 2007 - December 31, 2010

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

TAMPA, FL

Past

January 26, 2007 - December 31, 2010

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

TAMPA, FL

Past

December 19, 2005 - December 11, 2006

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

TAMPA, FL

Past

September 27, 2005 - December 11, 2006

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Maryland
(1/25/2023)

Maryland
(2/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/16/2011

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/15/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/7/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

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Contact information

Main Address

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 814-8742

Established

Firm type

Fiscal year end

# of Employees

248

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13,295
AUM (Assets Under Management)	$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kasi R. Boyles

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kasi Richardson Boyles's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

OSAIC FA, INC.

OSAIC FA, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

SAGEVIEW ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/16/2011

Series 66

Date: 12/15/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2005

Series 24

Date: 3/7/2011

FINRA

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVIEW ADVISORY GROUP, LLC

TRUST BUT VERIFY

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