Russell A. Mcgiboney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Allen Mcgiboney, who also goes by Russell Allen Mcgiboney, Russell Allenn Mcgiboney, Rusty Mcgiboney, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2005. Russell had worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 2025 - May 11, 2026
VOYA RETIREMENT ADVISORS, LLC
January 16, 2025 - May 11, 2026
VOYA FINANCIAL PARTNERS, LLC
July 13, 2021 - January 30, 2025
ONEAMERICA SECURITIES, INC.
July 12, 2021 - January 16, 2025
ONEAMERICA SECURITIES, INC.
May 18, 2017 - June 3, 2021
CHARLES SCHWAB & CO., INC.
May 16, 2017 - June 3, 2021
CHARLES SCHWAB & CO., INC.
June 22, 2016 - March 29, 2017
OSAIC FA, INC.
June 8, 2016 - March 29, 2017
OSAIC FA, INC.
January 19, 2010 - June 2, 2016
NEWPORT GROUP SECURITIES, INC.
January 7, 2010 - June 2, 2016
NEWPORT GROUP SECURITIES, INC.
February 22, 2006 - November 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2005 - November 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,160 |
| AUM (Assets Under Management) | $ 30,885,140,490 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/15/2026 | ||
| 10/18/2024 | ||
| 01/26/2024 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
