William R. Windisch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Raymond Windisch was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1977. William had worked at 9 firms and has passed the Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2008 - May 14, 2014
BMO CAPITAL MARKETS GKST INC.
June 28, 2006 - November 3, 2009
BMO HARRIS FINANCIAL ADVISORS, INC.
January 5, 1994 - June 20, 1996
THE CHICAGO CORPORATION
June 19, 1991 - January 7, 1994
RODMAN & RENSHAW INC.
June 21, 1989 - June 6, 1991
GRUNTAL & CO., L.L.C.
September 29, 1986 - June 13, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
May 18, 1979 - September 18, 1986
PRUDENTIAL EQUITY GROUP, LLC
October 31, 1978 - August 17, 1979
LOEB PARTNERS
January 30, 1978 - September 18, 1986
PRUDENTIAL EQUITY GROUP, LLC
September 13, 1977 - February 6, 1978
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BMO CAPITAL MARKETS GKST INC.
CRD#: 8352 / SEC#: , 8-25091
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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