David E. Faulk

MONTAGE FINANCIAL ADVISORS

MORGAN HILL, CA

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CRD#: 5021007

Professional summary

David Elliott Faulk, CFP®, who also goes by David Elliot Faulk, is a registered financial advisor currently at MONTAGE FINANCIAL ADVISORS located in Morgan Hill, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

What are your service offerings?

Investment Planning

Estate Planning

Retirement Planning

Comprehensive Financial Planni...

Tax Planning

Do you have an area of expertise or specialization?

AUM

Baby Boomers

Generation X

High Net Worth Client Needs

Retirement Planning & Distribu...

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

David Elliot Faulk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MONTAGE TAX, A PROFESSIONAL CORPORATION - NOT INVESTMENT RELATED - OFFICE ADDRESS: 2105 S BASCOM AVENUE, SUITE 225, CAMPBELL, CA 95008 - TAX PREPARATION AND PLANNING - TITLE: PRESIDENT/CPA - START DATE: 01/04/2016 - 40 HOURS A MONTH DEVOTED TO BUSINESS - 20 HOURS A MONTH DEVOTED DURING TRADE HOURS - I ASSIST CLIENTS WITH INCOME TAX PREPARATION AND PLANNING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Elliott Faulk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

May 7, 2020 - Present

MONTAGE FINANCIAL ADVISORS

RIA

CRD#: 308954

MORGAN HILL, CA

Past

January 21, 2015 - June 2, 2020

JOHANSON FINANCIAL ADVISORS, INC.

RIA

CRD#: 159244

CAMPBELL, CA

Past

December 15, 2005 - November 30, 2015

THE PORTOLA GROUP INC

RIA

CRD#: 105359

MENLO PARK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/7/2020)

IAR

Texas
(12/12/2024)

IAR

Utah
(3/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2005

Uniform Investment Adviser Law Examination

Current Firm

MONTAGE FINANCIAL ADVISORS

MONTAGE FINANCIAL ADVISORS | MONTAGE FINANCIAL ADVISORS INC.

CRD#: 308954 / SEC#:

California

Registered Investment Advisory firm - (5/7/2020 Approved)

Texas

Registered Investment Advisory firm - (12/10/2024 Conditional Restricted)

Utah

Registered Investment Advisory firm - (3/10/2025 Approved)

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Contact information

Main Address

Lehi, UT

Mailing Address

Phone number

(408) 778-8571

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	116
AUM (Assets Under Management)	$ 85,710,266

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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David E. Faulk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Elliott Faulk's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONTAGE FINANCIAL ADVISORS

JOHANSON FINANCIAL ADVISORS, INC.

THE PORTOLA GROUP INC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2005

Current Firm

MONTAGE FINANCIAL ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MONTAGE FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

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