Brian A. Egwele
Professional summary
Brian Afam Egwele, who also goes by Brian Egwele, is a registered financial professional currently at EGWELE SECURITIES LLC located in Chicago, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Afam Egwele's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2020 - Present
EGWELE SECURITIES LLC
Office #1: 155 North Wacker Drive Suite 4250, Chicago, IL 60606Office #2: 155 North Wacker Drive Suite 4250, Chicago, IL 60606October 28, 2019 - December 2, 2019
INDEPENDENT INVESTMENT BANKERS, CORP.
July 13, 2009 - November 27, 2017
DC ADVISORY
October 11, 2005 - July 22, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2021)
(10/7/2020)
(10/22/2020)
(5/10/2021)
(11/25/2020)
(11/9/2020)
(9/22/2020)
(6/30/2021)
(4/14/2021)
(6/24/2021)
(1/11/2021)
(4/19/2021)
(1/4/2021)
(7/12/2021)
(9/29/2020)
(10/30/2020)
(11/6/2020)
(6/22/2021)
(1/4/2021)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 6/16/2020
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
EGWELE SECURITIES LLC
CRD#: 309093 / SEC#: , 8-70521
Contact information
FINRA licenses (19 States and Territories)
Red Flags
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