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BE

Brian A. Egwele

EGWELE SECURITIES
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 5020888
BE
Brian Afam EgweleEGWELE SECURITIES

Professional summary

Brian Afam Egwele, who also goes by Brian Egwele, is a registered financial professional currently at EGWELE SECURITIES LLC located in Chicago, Illinois.

Brian is registered as a RR (Registered Representative) and started their career in finance in 2005. Brian has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 28 and Series 24 exams.

Aliases

Brian Egwele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Afam Egwele's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 2, 2020 - Present

EGWELE SECURITIES LLC

Office #1: 155 North Wacker Drive Suite 4250, Chicago, IL 60606Office #2: 155 North Wacker Drive Suite 4250, Chicago, IL 60606
BD
CRD#: 309093
CHICAGO, IL
Past

October 28, 2019 - December 2, 2019

INDEPENDENT INVESTMENT BANKERS, CORP.

BD
CRD#: 154134
AUSTIN, TX
Past

July 13, 2009 - November 27, 2017

DC ADVISORY

BD
CRD#: 129919
CHICAGO, IL
Past

October 11, 2005 - July 22, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/22/2021)
RR
California
(10/7/2020)
RR
Colorado
(10/22/2020)
RR
Delaware
(5/10/2021)
RR
Florida
(11/25/2020)
RR
Georgia
(11/9/2020)
RR
Illinois
(9/22/2020)
RR
Indiana
(6/30/2021)
RR
Iowa
(4/14/2021)
RR
Kansas
(6/24/2021)
RR
Kentucky
(1/11/2021)
RR
Louisiana
(4/19/2021)
RR
Michigan
(1/4/2021)
RR
Missouri
(7/12/2021)
RR
New York
(9/29/2020)
RR
Ohio
(10/30/2020)
RR
Texas
(11/6/2020)
RR
Virginia
(6/22/2021)
RR
Washington
(1/4/2021)

Exams

What does exam status mean?
State Security Law Exam
RR
Series 63
Status Unavailable
Passed: 10/17/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Status Unavailable
Passed: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Status Unavailable
Passed: 11/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Status Unavailable
Passed: 10/10/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 28
Status Unavailable
Passed: 6/16/2020
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Status Unavailable
Passed: 5/22/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EGWELE SECURITIES LLC
EGWELE & COMPANY | EGWELE SECURITIES LLC | EGWELE & COMPANY LLC

CRD#: 309093 / SEC#: , 8-70521

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Loading...

Contact information

Main Address
155 North Wacker Drive Suite 4250, Chicago, IL 60606
Mailing Address
155 North Wacker Drive Suite 4250, Chicago, IL 60606
Phone number
(312) 803-6936
Established
Illinois since 11/20/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (19 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EGWELE & COMPANY LLCPARENT COMPANY
EGWELE, BRIAN AFAMCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER5020888
KINZER, CAROL ANNFINOP4519471

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EGWELE SECURITIES LLC

CRD#: 309093Chicago, IL 60606

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