RL
Renata Lance
EMERSON EQUITY LLC
San Diego, CA
Some features on this profile are disabled
CRD#: 5020798
RL
Professional summary
Renata Lance, who also goes by Renata Slipak, is a registered financial advisor currently at EMERSON EQUITY LLC located in San Diego, California.
Renata is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Renata has worked at 10 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Renata Slipak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCARLET AND GREY, INC., NOT INVESTMENT RELATED, 1155 CAMINO DEL MAR #476, DEL MAR, CA 92130(MAILING ADDRESS) 1134 W. VALLEY PKWY, ESCONDIDO,CA 92025, RESALE RETAIL CLOTHING STORE, OWNER, PROCESS PAYROLL AND HIRING OF NEW EMPLOYEES, 6 HRS MONTHLY AND 0 HRS DURING SECURITIES TRADING HOURS, 11/2022 2) S AND R CAPITAL MANAGEMENT INVESTMENTS, INC., NOT INVESTMENT RELATED, 1155 CAMINO DEL MAR #476, DEL MAR, CA 92130(MAILING ADDRESS) 335 WOODSIDE PLAZA, REDWOOD CITY, CA 94061, FRANCHISE PILATES STUDIO-REFORMER BASED PILATES STUDIO, OWNER, PROCESS PAYROLL AND HIRING OF NEW EMPLOYEES, LESS THAT 5 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 12/2017 3) LANCETOWN INDUSTRIES, INC., NOT INVESTMENT RELATED, 1155 CAMINO DEL MAR #476, DEL MAR, CA 92130(MAILING ADDRESS) 1705 W. LEWIS ST., SAN DIEGO, CA 92103, PLUMBING SERVICE COMPANY, CFO, PROCESS PAYROLL AND HIRING OF NEW EMPLOYEES, 6 HRS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 09/2021 4) LANCE ENTERPRISES, INC., NOT INVESTMENT RELATED, 1155 CAMINO DEL MAR, #476, DEL MAR, CA 92130(MAILING ADDRESS) 12843 EL CAMINO REAL STE 202, SAN DIEGO, CA 92130, CLUB PILATES FRANCHISE, OWNER, I HANDLE ALL OF THE FINANCIALS, PAYROLL PROCESSING AND HIRING OF NEW EMPLOYEES. DAY TO DAY OPERATIONS ARE HANDLED BY GM., 6 H RS MONTHLY, 0 HRS DURING SECURITIES TRADING HOURS, 03/2014
CRS (Client Relationship Summary) - RIA
Click below to view Renata Lance's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Renata Lance's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2024 - Present
EMERSON EQUITY LLC
RIA
BD
CRD#: 130032
San Diego, CA
Current
March 12, 2024 - Present
EMERSON EQUITY LLC
Office #1: 155 Bovet Road, Suite 725, San Mateo, CA 94402Office #2: 155 Bovet Road, Suite 725, San Mateo, CA 94402RIA
BD
CRD#: 130032
SAN MATEO, CA
Past
September 3, 2021 - May 25, 2022
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SAN DIEGO, CA
Past
May 31, 2019 - May 25, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
REDWOOD CITY, CA
Past
May 31, 2019 - September 3, 2021
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
REDWOOD CITY, CA
Past
February 15, 2019 - February 27, 2019
MORGAN STANLEY
RIA
CRD#: 149777
BURLINGAME, CA
Past
February 15, 2019 - February 27, 2019
MORGAN STANLEY
BD
CRD#: 149777
BURLINGAME, CA
Past
November 2, 2018 - January 8, 2019
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LAFAYETTE, CA
Past
November 2, 2018 - January 8, 2019
OSAIC WEALTH, INC.
BD
CRD#: 23131
LAFAYETTE, CA
Past
August 11, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
LAFAYETTE, CA
Past
July 26, 2016 - November 2, 2018
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
LAFAYETTE, CA
Past
March 17, 2016 - July 5, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
EAST PALO ALTO, CA
Past
March 17, 2016 - July 5, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
EAST PALO ALTO, CA
Past
January 3, 2011 - June 6, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
SAN DIEGO, CA
Past
January 3, 2011 - June 6, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
SAN DIEGO, CA
Past
September 29, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
PALO ALTO, CA
Past
July 27, 2009 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
PALO ALTO, CA
Past
June 1, 2009 - July 29, 2009
MORGAN STANLEY
BD
CRD#: 149777
MENLO PARK, CA
Past
June 4, 2008 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
MENLO PARK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(3/1/2024)
RR
California(3/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EE
EMERSON EQUITY LLC
EMERSON EQUITY LLC
CRD#: 130032 / SEC#: 801-120835, 8-66296
RIA
Registered Investment Advisory firm - SEC (4/16/2021 Approved)California
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)Colorado
Registered Investment Advisory firm - SEC (4/19/2023 Terminated)Nevada
Registered Investment Advisory firm - SEC (5/11/2023 Terminated)New York
Registered Investment Advisory firm - SEC (9/21/2021 Terminated)North Carolina
Registered Investment Advisory firm - SEC (4/12/2023 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Texas
Registered Investment Advisory firm - SEC (4/11/2023 Terminated)Virginia
Registered Investment Advisory firm - SEC (2/14/2022 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (11/16/2022 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Mailing Address
155 Bovet Road, Suite 725, San Mateo, CA 94402
Phone number
(650) 312-0200
Established
California since 10/10/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
222
SEC notice filing (32 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 1,091 |
| AUM (Assets Under Management) | $ 327,937,701 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
