Joseph M. Menconi

HERITAGE DRIVE WEALTH MANAGEMENT LLC

Naperville, IL

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CRD#: 5020790

Professional summary

Joseph Michael Menconi, CFP®, who also goes by Joe Menconi, is a registered financial advisor currently at HERITAGE DRIVE WEALTH MANAGEMENT LLC located in Naperville, Illinois.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Joseph has worked at 2 firms .

Question & Answer

What are your service offerings?

Employee and Employer Plan Ben...

Comprehensive Financial Planni...

Investment Planning

Tax Planning

Retirement Planning

Do you have an area of expertise or specialization?

Corporate Executives

Financial Psychology/Coaching

High Net Worth Client Needs

Investment Advice with Ongoing...

Middle Income Client Needs

Novice Investors

What is your minimum asset requirement?

250K

Are you a "fiduciary"?

Yes

Aliases

Joe Menconi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Menconi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

April 24, 2020 - Present

HERITAGE DRIVE WEALTH MANAGEMENT LLC

RIA

CRD#: 307757

Naperville, IL

Past

August 24, 2005 - January 14, 2020

JMG FINANCIAL GROUP LTD

RIA

CRD#: 110302

Downers Grove, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HERITAGE DRIVE WEALTH MANAGEMENT LLC

HERITAGE DRIVE WEALTH MANAGEMENT | HERITAGE DRIVE WEALTH MANAGEMENT LLC

CRD#: 307757 / SEC#:

Illinois

Registered Investment Advisory firm - (4/24/2020 Approved)

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Contact information

Main Address

Naperville, IL

Mailing Address

Phone number

(815) 293-7311

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 15,710,500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph M. Menconi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Michael Menconi's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERITAGE DRIVE WEALTH MANAGEMENT LLC

JMG FINANCIAL GROUP LTD

State Registrations and Notice Filings

Exams

Current Firm

HERITAGE DRIVE WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HERITAGE DRIVE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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