Donald M. Keck
Professional summary
Donald Michael Keck was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Donald is a previously registered financial professional and started their career in finance in 1977. Prior to being barred, Donald had worked at 5 firms, which includes DISCOUNT MUNIBROKERS, REGIONAL BROKERS INC., HARTFIELD TITUS & DONNELLY LLC, TD WEALTH MANAGEMENT SERVICES INC., J. IMHOFF-NIMMO & CO..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 1997 - September 7, 2006
DISCOUNT MUNIBROKERS
August 24, 1992 - April 2, 1996
REGIONAL BROKERS, INC.
April 23, 1981 - March 7, 1992
HARTFIELD, TITUS & DONNELLY, LLC
October 31, 1980 - December 24, 1981
TD WEALTH MANAGEMENT SERVICES INC.
June 8, 1979 - March 7, 1992
HARTFIELD, TITUS & DONNELLY, LLC
January 9, 1978 - May 10, 1978
J. IMHOFF-NIMMO & CO.
August 23, 1977 - June 5, 1980
TD WEALTH MANAGEMENT SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
DISCOUNT MUNIBROKERS
CRD#: 43130 / SEC#: , 8-50146
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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