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DK

Donald Michael Keck

CRD# 502077·Registered 1977 - 2006
Barred: Donald Michael Keck was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Donald Michael Keck, who also goes by D Michael Keck, Michael Keck, Mike Keck, was a registered financial advisor. Donald was a previously registered financial professional and started their career in finance 1977 - 2006. Donald had worked at 5 firms and has passed the Series 52 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

D Michael Keck, Michael Keck, Mike Keck

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

49 years in the financial services industry

Current & Past Employments

DISCOUNT MUNIBROKERS·CRD# 43130
BD
Cherry Hill, NJ
August 20, 1997 - September 7, 2006
REGIONAL BROKERS, INC.·CRD# 30392
BD
Jamison, PA
August 24, 1992 - April 2, 1996
HARTFIELD, TITUS & DONNELLY, LLC·CRD# 7117
BD
April 23, 1981 - March 7, 1992
TD WEALTH MANAGEMENT SERVICES INC.·CRD# 6940
BD
October 31, 1980 - December 24, 1981
HARTFIELD, TITUS & DONNELLY, LLC·CRD# 7117
BD
Jersey City, NJ
June 8, 1979 - March 7, 1992
J. IMHOFF-NIMMO & CO.·CRD# 6025
BD
January 9, 1978 - May 10, 1978
TD WEALTH MANAGEMENT SERVICES INC.·CRD# 6940
BD
August 23, 1977 - June 5, 1980

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Current Firm

DM
DISCOUNT MUNIBROKERS

D M KECK & COMPANY, INC. | DISCOUNT MUNIBROKERS

CRD#: 43130 / SEC#: 8-50146
BD
Revoked by SEC on 09/27/2007

Contact Information

Established

New Jersey since 02/26/1997

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
KECK, DONALD MICHAELCEO502077
KECK, DONALD M.OWNER—
KECK, PATRICIA ANNCFO1045356
MCCORRISTIN, PAUL BRIANSECRETARY2663767
BAKER, SHIRLEYOWNER—

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 52 — Municipal Securities Representative Examination

Passed Jun 1979About the Series 52 exam

Series 53 — Municipal Securities Principal Examination

Passed Apr 1988About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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