Jonathan H. Spiegel
Professional summary
Jonathan H Spiegel, who also goes by Jon Spiegel, Jonathan Harris Spiegel, is a registered financial advisor currently at CLARIVOR located in New York, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jonathan has worked at 3 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan H Spiegel's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2021 - Present
CLARIVOR
September 1, 2015 - June 1, 2018
DEUTSCHE BANK SECURITIES INC.
January 1, 2010 - August 25, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CLARIVOR
CRD#: 309994 / SEC#: 801-119293
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2021)
(8/23/2021)
Exams
Current Firm
CLARIVOR
CRD#: 309994 / SEC#: 801-119293
Contact information
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 47 |
| AUM (Assets Under Management) | $ 35,209,396 |
Red Flags
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