EA
Elizabeth B. Allie
CFO4LIFE
Coppell, TX 75019
Some features on this profile are disabled
CRD#: 5020694
EA
Professional summary
Elizabeth Brown Allie, who also goes by Liz Brown Allie, is a registered financial advisor currently at CFO4LIFE located in Coppell, Texas and AUSDAL FINANCIAL PARTNERS, INC. located in Coppell, Texas.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Elizabeth has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Liz Brown Allie
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ACTIVITY: TAX AND BUSINESS CONSULTING SERVICES NAME AND ADDRESS OF BUSINESS: LMBC II, 735 PLAZA BLVD., SUITE 100, COPPELL, TX 75019 NATURE OF BUSINESS: NON INVESTMENT RELATED; TAX PREPARATION SERVICES, BUSINESS CONSULTING POSITION/TITLE/ASSOCIATION & DUTIES: TAX PREPARATION AND BUSINESS CONSULTING START DATE OF ACTIVITY: APRIL 2013 COMPENSATION: SALARY FROM CFO4LIFE TIME SPENT: APPROXIMATELY 5 HOURS SPENT PER MONTH TIME SPENT DURING TRADING HOURS: APPROXIMATELY 5 HOURS SPENT PER MONTH 2) ACTIVITY: NOTARY PUBLIC IN THE STATE OF TEXAS NAME AND ADDRESS OF BUSINESS: CFO4LIFE, 735 PLAZA BLVD., SUITE 100, COPPELL, TX 75019 NATURE OF BUSINESS: NON INVESTMENT RELATED; NOTARIZE DOCUMENTS POSITION/TITLE/ASSOCIATION & DUTIES: NOTARY; NOTARIZE DOCUMENTS FOR CLIENTS START DATE OF ACTIVITY: NOVEMBER 2010 COMPENSATION: NONE TIME SPENT: APPROXIMATELY 1 HOUR SPENT PER MONTH TIME SPENT DURING TRADING HOURS: APPROXIMATELY 1 HOUR SPENT PER MONTH 3) CFO4LIFE GROUP, LLC; INVESTMENT-RELATED; COPPELL, TX; REGISTERED INVESTMENT ADVISOR; PLANNING ASSOCIATE; ACTIVITY BEGAN 03/2017; 137 HOURS PER MONTH; 130 HOURS PER MONTH DURING TRADING HOURS; SERVICE ADVISOR; 4) AUSDAL FINANCIAL PARTNERS, INC; INVESTMENT-RELATED; DAVENPORT, IA; BROKER-DEALER; REGISTERED ASSISTANT; ACTIVITY BEGAN 07/2013; 58 HOURS PER MONTH; 40 HOURS PER MONTH DURING TRADING HOURS; REGISTERED REPRESENTATIVE;
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Brown Allie's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2017 - Present
CFO4LIFE
Office #1: 735 Plaza Blvd. Suite 100, Coppell, TX 75019RIA
CRD#: 287600
Coppell, TX
Current
September 27, 2013 - Present
AUSDAL FINANCIAL PARTNERS, INC.
Office #1: 735 Plaza Blvd #100, Coppell, TX 75019RIA
BD
CRD#: 7995
Coppell, TX
Past
June 2, 2014 - March 27, 2017
CFO4LIFE, L.P.
RIA
CRD#: 146904
COPPELL, TX
Past
September 15, 2009 - April 9, 2013
LPL FINANCIAL LLC
RIA
CRD#: 6413
DALLAS, TX
Past
December 14, 2007 - April 9, 2013
LPL FINANCIAL LLC
BD
CRD#: 6413
DALLAS, TX
Past
September 28, 2005 - June 6, 2006
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
RICHARDSON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CFO4LIFE
CFO4LIFE | CFO4LIFE GROUP, LLC
CRD#: 287600 / SEC#: 801-110095
RIA
Registered Investment Advisory firm - (2/1/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(10/27/2015)
IAR
Texas(3/29/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CFO4LIFE
CFO4LIFE | CFO4LIFE GROUP, LLC
CRD#: 287600 / SEC#: 801-110095
RIA
Registered Investment Advisory firm - (2/1/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
735 Plaza Blvd. Suite 100, Coppell, TX 75019
Mailing Address
Phone number
(214) 637-9500
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,628 |
| AUM (Assets Under Management) | $ 1,735,509,190 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
