Bonawyn C. Eison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bonawyn Chauncy Eison, who also goes by Bonawyn Eison, was a registered financial professional .
Bonawyn is a previously registered financial professional and started their career in finance in 2005. Bonawyn had worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2018 - April 7, 2022
XP INVESTMENTS US, LLC
January 5, 2017 - November 22, 2017
BGC FINANCIAL, L.P.
November 13, 2012 - November 22, 2017
SUNRISE BROKERS LLC
February 24, 2012 - June 20, 2012
COHEN & COMPANY SECURITIES, LLC
June 17, 2011 - February 17, 2012
COHEN & COMPANY CAPITAL MARKETS, LLC
March 18, 2010 - December 21, 2010
CITADEL SECURITIES LLC
October 1, 2008 - March 5, 2010
J.P. MORGAN SECURITIES LLC
October 25, 2005 - October 1, 2008
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/15/2006
Limited Representative-Equity Trader ExamCurrent Firm
XP INVESTMENTS US, LLC
CRD#: 156691 / SEC#: , 8-68817
Contact information
FINRA licenses (34 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| XP HOLDING INTERNATIONAL, LLC | PARENT COMPANY | |
| COSTA, JOSE EDUARDO | CHIEF EXECUTIVE OFFICER | 4983100 |
| GOMEZ, ADELIA MARIEL | CHIEF OPERATING OFFICER/ PRINCIPAL OPERATIONS OFFICER | 5477182 |
| SINGER, STEVEN FREDERIC | PRINCIPAL FINANCIAL OFFICER | 2360737 |
| WILSON, JARED RYAN | CHIEF COMPLIANCE OFFICER/ AML COMPLIANCE OFFICER | 5322068 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
