EE
Edward T. Enstice
REALTA INVESTMENT ADVISORS,
LINWOOD, NJ 08221
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CRD#: 502060
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Professional summary
Edward Thomas Enstice, who also goes by E Thomas Enstice, Edward Thomas Enstice, is a registered financial advisor currently at REALTA INVESTMENT ADVISORS, INC located in Linwood, New Jersey and REALTA EQUITIES, INC. located in Linwood,, New Jersey.
Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1977. Edward has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
E Thomas Enstice | Edward Thomas Enstice
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) COASTAL FINANCIAL GROUP DBA; OWNER; CENTRAL PARK EAST, STE 505, 222 NEW ROAD, LINWOOD, NJ 08221; COMPENSATION IN THE FORM OF COMMISSIONS; 40 HOURS PER WEEK DURING NORMAL BUSINESS HOURS (2) INSURANCE SALES AND SERVICE; FIXED ANNUITY AND LIFE; COMPENSATION IN THE FORM OF COMMISSIONS; 5 HOURS PER WEEK DURING NORMAL BUSINESS HOURS (3) REALTA INVESTMENT ADVISORS, INC.; WILMINGTON, DE; INVESTMENT ADVISORY SERVICES, INVESTMENT ADVISOR REPRESENTATIVE; WWW.REALTAWEALTH.COM; COMPENSATION IN THE FOR OF FEES; 40 HOURS PER WEEK DURING NORMAL TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Edward Thomas Enstice's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 29, 2021 - Present
REALTA INVESTMENT ADVISORS, INC
Office #1: Central Park East, Suite 5050 222 New Road, Linwood, NJ 08221RIA
CRD#: 134952
LINWOOD, NJ
Current
May 14, 2020 - Present
REALTA EQUITIES, INC.
Office #1: Central Park East, Suite 505 222 New Road, Linwood,, NJ 08221BD
CRD#: 23769
Linwood,, NJ
Past
March 7, 2018 - May 14, 2020
L.O. THOMAS & CO. INC.
BD
CRD#: 23657
LINWOOD, NJ
Past
June 1, 2009 - June 10, 2016
MORGAN STANLEY
RIA
CRD#: 149777
NORTHFIELD, NJ
Past
June 1, 2009 - June 10, 2016
MORGAN STANLEY
BD
CRD#: 149777
NORTHFIELD, NJ
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
NORTHFIELD, NJ
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NORTHFIELD, NJ
Past
October 3, 2002 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
NORTHFIELD, NJ
Past
February 24, 1978 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
NORTHFIELD, NJ
Past
August 22, 1977 - February 24, 1978
REYNOLDS SECURITIES, INC.
BD
CRD#: 712
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/15/2021)
RR
California(5/15/2020)
RR
Delaware(6/8/2020)
RR
Florida(5/18/2020)
RR
Illinois(8/21/2020)
RR
Maryland(5/14/2020)
RR
Nevada(10/22/2020)
RR
New Jersey(6/4/2020)
IAR
New Jersey(3/29/2021)
RR
New York(5/14/2020)
RR
North Carolina(6/22/2020)
RR
Pennsylvania(6/8/2020)
RR
South Carolina(6/8/2020)
RR
Tennessee(12/15/2022)
RR
Virginia(6/6/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REALTA INVESTMENT ADVISORS, INC
BARRACK YARD ADVISORS | YOUNGS FINANCIAL PLANNING & WEALTH MANAGEMENT | WINTHER ASSET MANAGEMENT | WEALTH SOLUTIONS | STAUFFERWILLIAMS ASSET MANAGEMENT | SOMERVILLE INVESTMENTS | REALTA WEALTH | REALTA INVESTMENT ADVISORS, INC | MCLAUGHLIN FINANCIAL GROUP | LEGEND CAPITAL GROUP | IRON VALLEY WEALTH MANAGEMENT | INDEPENDENT WEALTH MANAGEMENT | HR&S FINANCIAL SERVICES | FOUNDRY WEALTH ADVISORS | DONNELLY, MICHAEL | DONNELLY STEEN & COMPANY | DONNELLY ADVISORS GROUP, INC. | DONNELLY ADVISORS GROUP, INC | DIVERSIFIED ASSET MANAGEMENT | COASTAL VALUE PARTNERS | COASTAL INVESTMENT ADVISORS, INC. | COASTAL INVESTMENT ADVISORS | COASTAL ADVISORY GROUP | COASTAL | BLACKBURN CAPITAL MANAGEMENT
CRD#: 134952 / SEC#: 801-68000
RIA
Registered Investment Advisory firm - (6/6/2007 Approved)New Jersey
Registered Investment Advisory firm - (6/11/2007 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/27/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Mailing Address
Phone number
(888) 657-5200
Established
Firm type
Fiscal year end
# of Employees
64
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,958 |
| AUM (Assets Under Management) | $ 343,465,487 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REALTA INVESTMENT ADVISORS, INC
CRD#: 134952Linwood, NJ 08221TRUST BUT VERIFY
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