LJ
Leslie P. Johnson
TCBI SECURITIES
Dallas, TX 75201
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CRD#: 5020514
LJ
Professional summary
Leslie Prentice Johnson, who also goes by Leslie Prentice Pack, Leslie Pack, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Leslie is registered as a RR (Registered Representative) and started their career in finance in 2007. Leslie has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Leslie Prentice Pack | Leslie Pack
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Leslie Prentice Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 31, 2024 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
June 23, 2016 - July 16, 2024
FIRST HORIZON ADVISORS, INC.
BD
CRD#: 17117
Brentwood, TN
Past
October 27, 2014 - June 23, 2016
REGIONS SECURITIES LLC
BD
CRD#: 159475
NASHVILLE, TN
Past
May 17, 2010 - March 16, 2012
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 1, 2007 - April 16, 2010
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2024)
RR
Alaska(7/31/2024)
RR
Arizona(8/6/2024)
RR
Arkansas(8/5/2024)
RR
California(7/31/2024)
RR
Colorado(8/1/2024)
RR
Connecticut(7/31/2024)
RR
Delaware(8/2/2024)
RR
District of Columbia(8/2/2024)
RR
Florida(8/1/2024)
RR
Georgia(8/2/2024)
RR
Idaho(8/1/2024)
RR
Illinois(8/7/2024)
RR
Indiana(8/2/2024)
RR
Iowa(8/9/2024)
RR
Kansas(8/1/2024)
RR
Kentucky(7/31/2024)
RR
Louisiana(8/1/2024)
RR
Maine(8/1/2024)
RR
Maryland(8/1/2024)
RR
Massachusetts(7/31/2024)
RR
Michigan(8/5/2024)
RR
Minnesota(8/2/2024)
RR
Mississippi(8/1/2024)
RR
Missouri(8/1/2024)
RR
Montana(7/31/2024)
RR
Nebraska(8/1/2024)
RR
Nevada(8/1/2024)
RR
New Hampshire(8/1/2024)
RR
New Jersey(9/19/2024)
RR
New Mexico(8/1/2024)
RR
New York(8/4/2024)
RR
North Carolina(8/5/2024)
RR
North Dakota(8/5/2024)
RR
Ohio(7/31/2024)
RR
Oklahoma(8/1/2024)
RR
Oregon(8/1/2024)
RR
Pennsylvania(8/1/2024)
RR
Puerto Rico(8/20/2024)
RR
Rhode Island(8/1/2024)
RR
South Carolina(8/2/2024)
RR
South Dakota(8/5/2024)
RR
Tennessee(8/1/2024)
RR
Texas(8/5/2024)
RR
Utah(7/31/2024)
RR
Vermont(8/1/2024)
RR
Virgin Islands(8/6/2024)
RR
Virginia(8/1/2024)
RR
Washington(8/2/2024)
RR
Wisconsin(8/1/2024)
RR
Wyoming(7/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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