George A. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George A Watson III, who also goes by Bubba Watson, George A Watson, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2005. George had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2014 - December 7, 2016
WATSON INVESTMENT MANAGEMENT, INC.
January 24, 2013 - May 15, 2014
CETERA INVESTMENT ADVISERS LLC
January 9, 2013 - May 15, 2014
CETERA FINANCIAL SPECIALISTS LLC
June 23, 2010 - December 15, 2011
AVANTAX INVESTMENT SERVICES, INC.
September 20, 2006 - November 16, 2007
AVANTAX ADVISORY SERVICES
November 22, 2005 - November 16, 2007
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WATSON INVESTMENT MANAGEMENT, INC.
CRD#: 171513 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
