David J. Lambers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David J Lambers, who also goes by Dave Jay Lambers, David Jay Lambers, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2005. David had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2016 - September 12, 2019
TRUIST ADVISORY SERVICES, INC.
April 27, 2015 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
April 27, 2015 - September 12, 2019
TRUIST INVESTMENT SERVICES, INC.
October 10, 2013 - March 2, 2015
FIRST HORIZON ADVISORS, INC.
July 8, 2010 - October 10, 2013
FTB ADVISORS, INC.
December 7, 2009 - March 30, 2012
FIRST HORIZON ADVISORS, INC.
December 7, 2009 - March 2, 2015
FIRST HORIZON ADVISORS, INC.
June 4, 2008 - December 3, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
March 25, 2008 - December 3, 2009
J.J.B. HILLIARD, W.L. LYONS, LLC
October 26, 2005 - January 3, 2008
VALIC FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
