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David S. Chang

Some features on this profile are disabled
CRD#: 5020283
DC

Professional summary

David Sung Yeul Chang was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

David is a previously registered financial professional and started their career in finance in 2006. Prior to being barred, David had worked at 2 firms, which includes WEALTHBRIDGE INC., AMERIPRISE FINANCIAL SERVICES LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
David started Chang Holding Company in 2010. The business is not investment related and he spends 10-15 hours on it. David is the CEO of Home Care Solutions, a private-duty home care company, and Care for Life LLC, a franchise system for private-duty home care. David has been serving in the National Guard as a Lieutenant Colonel since 2018. This is not investment-related and he spends approximately 5-10 hours per week in this capacity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 5, 2008 - April 25, 2022

WEALTHBRIDGE, INC.

RIA
CRD#: 144198
Los Angeles, CA
Past

September 21, 2007 - April 30, 2008

WEALTHBRIDGE, INC.

RIA
CRD#: 144198
MILILANI, HI
Past

July 7, 2006 - June 15, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/10/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/6/2006
General Securities Representative Examination

Current Firm

WI
WEALTHBRIDGE, INC.
CHANG, SANTILLANO, AND ASSOCIATES, LLC | WEALTHBRIDGE, INC.

CRD#: 144198 / SEC#:

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Contact information

Main Address
Los Angeles, CA
Mailing Address
Phone number
(888) 533-9325
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts248
AUM (Assets Under Management)$ 15,796,422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTHBRIDGE, INC.

CRD#: 144198

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