James B. Laib
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Brian Laib, who also goes by J Brian Laib, was a registered financial advisor .
James is a previously registered financial advisor and started their career in finance in 2005. James had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2009 - November 8, 2012
EIDE BAILLY ADVISORS, LLC
December 19, 2008 - October 22, 2012
SECURITIES AMERICA, INC.
May 11, 2006 - December 24, 2008
1ST GLOBAL ADVISORS INC
November 22, 2005 - December 24, 2008
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EIDE BAILLY ADVISORS, LLC
CRD#: 113564 / SEC#: 801-64548
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
