Kenneth L. Willner

WILLNER & HELLER LLC

Encino, CA 91436

Some features on this profile are disabled

CRD#: 5020142

Professional summary

Kenneth Lee Willner is a registered financial advisor currently at WILLNER & HELLER LLC located in Encino, California.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kenneth has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/1977-PRESENT; WILLNER & ORNEDO LLP; PARTNER; NON-INVESTMENT RELATED TAX PREPARATION BUSINESS; TIME DEVOTED: APPROXIMATELY 20 HOURS PER WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lee Willner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2016 - Present

WILLNER & HELLER LLC

Office #1: 15760 Ventura Blvd Suite 2026, Encino, CA 91436

RIA

CRD#: 135406

Encino, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLNER & HELLER LLC

MATT HELLER | WILLNER & HELLER LLC | WILLNER & HELLER

CRD#: 135406 / SEC#: 801-112631

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

California

Registered Investment Advisory firm - (5/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2016

Uniform Investment Adviser Law Examination

Current Firm

WILLNER & HELLER LLC

MATT HELLER | WILLNER & HELLER LLC | WILLNER & HELLER

CRD#: 135406 / SEC#: 801-112631

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

California

Registered Investment Advisory firm - (5/26/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

15760 Ventura Blvd Suite 2026, Encino, CA 91436

Mailing Address

Phone number

(818) 501-7590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	411
AUM (Assets Under Management)	$ 163,962,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Danielle Barrios

MORGAN STANLEY

IAR

Beverly Hills, CA

Natalia Avila

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

SANTA CLARITA, CA

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kenneth L. Willner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lee Willner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLNER & HELLER LLC

Primary Firm SEC Registration

WILLNER & HELLER LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2016

Current Firm

WILLNER & HELLER LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLNER & HELLER LLC

TRUST BUT VERIFY

Similar Advisors