Jonathan Q. Tran
Professional summary
Jonathan Quoc-anh Tran, who also goes by Jonathan Quoc Anh Tran, is a registered financial advisor currently at GARRISON POINT CAPITAL, LLC located in San Francisco, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Jonathan has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Quoc-anh Tran's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 31, 2012 - Present
GARRISON POINT CAPITAL, LLC
February 26, 2016 - January 3, 2022
GARRISON POINT FUNDS, LLC
January 28, 2014 - December 31, 2014
GARRISON POINT FUNDS, LLC
November 30, 2012 - December 1, 2017
SAN FRANCISCO SENTRY INVESTMENT GROUP
October 30, 2012 - December 1, 2017
S F SENTRY SECURITIES, INC.
June 21, 2011 - October 24, 2012
BARCLAYS CAPITAL INC.
August 16, 2010 - October 24, 2012
BARCLAYS CAPITAL INC.
September 7, 2007 - July 16, 2010
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
GARRISON POINT CAPITAL, LLC
CRD#: 165590 / SEC#: 801-77191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/31/2012)
(11/14/2022)
Exams
Current Firm
GARRISON POINT CAPITAL, LLC
CRD#: 165590 / SEC#: 801-77191
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 337,551,144 |
Red Flags
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