Natascha Barone
Professional summary
Natascha Barone, who also goes by Natascha Alvarez, Natascha Barone-alvarez, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Boca Raton, Florida and MISSIONSQUARE INVESTMENT SERVICES located in Washington, District Of Columbia.
Natascha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Natascha has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Natascha Barone's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 25, 2020 - Present
MISSIONSQUARE RETIREMENT
March 7, 2017 - Present
MISSIONSQUARE INVESTMENT SERVICES
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240November 5, 2013 - December 13, 2016
HSBC SECURITIES (USA) INC.
October 1, 2012 - October 18, 2013
J.P. MORGAN SECURITIES LLC
August 27, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
January 27, 2009 - February 27, 2009
WELLS FARGO CLEARING SERVICES, LLC
Primary Firm SEC Registration
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2017)
(9/25/2020)
Exams
FINRA
Current Firm
MISSIONSQUARE RETIREMENT
CRD#: 108783 / SEC#: 801-18273
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
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